Peter Kolchinsky - 17 Jun 2021 Form 4 Insider Report for Forma Therapeutics Holdings, Inc.

Source evidence Original filing metadata and source links for verification. 4 source fields
SEC form
4
Accepted by SEC
21 Jun 2021, 19:01:53 UTC
Next SEC filing
24 Jun 2021
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Jeannette Potts, as Attorney-in-Fact

Key filing fact

Peter Kolchinsky filed Form 4 for Forma Therapeutics Holdings, Inc. on 21 Jun 2021.

Key facts

  • This page summarizes Peter Kolchinsky's Form 4 filing for Forma Therapeutics Holdings, Inc..
  • 2 reported transactions and 1 derivative row are listed below.
  • Accepted by SEC: 21 Jun 2021, 19:01.

Change

  • No earlier filing in this sequence is available for direct comparison.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

FMTX transaction

Common Stock

Award

Transaction value
$0
Shares
+2,750
Change %
Price
$0.000000
Shares after
2,750
Date
17 Jun 2021
Ownership
Direct
Footnotes
F1, F2
FMTX holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
9,011,651
Date
17 Jun 2021
Ownership
See footnote
Footnotes
F3, F4

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

FMTX transaction Derivative

Stock Option (Right to Buy)

Award

Transaction value
$0
Shares
+8,375
Change %
Price
$0.000000
Shares after
8,375
Date
17 Jun 2021
Ownership
Direct
Underlying class
Common Stock
Underlying amount
8,375
Exercise price
$25.35
Footnotes
F2, F5
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 5 footnotes

Footnote F1

These shares represent restricted stock units and will be settled into common stock upon vesting. Each restricted stock unit would be converted into one share of FMTX common stock.

Footnote F2

Under the Reporting Person's arrangement with RA Capital Management, L.P. (the "Adviser"), the Reporting Person holds the option and restricted share units for the benefit of the RA Capital Healthcare Fund, L.P. (the "Fund") and RA Capital Nexus Fund, L.P. (the "Nexus Fund"). The Reporting Person is obligated to turn over to the Adviser any net cash or stock received upon sale of the common stock underlying the option and restricted share units, which will offset advisory fees owed by the Fund and the Nexus Fund to the Adviser. The Reporting Person therefore disclaims beneficial ownership of the option, restricted share units and the underlying common stock.

Footnote F3

Includes (a) 7,500,226 shares held by the Fund and (b) 1,511,425 shares held by the Nexus Fund.

Footnote F4

The Adviser is the investment manager for the Fund and the Nexus Fund. The general partner of the Adviser is RA Capital Management GP, LLC (the "Adviser GP"), of which the Reporting Person and Mr. Rajeev Shah are the managing members. The Adviser, the Adviser GP, the Reporting Person and Mr. Shah disclaim beneficial ownership of any of the reported securities, except to the extent of their pecuniary interest therein.

Footnote F5

This option shall vest and become exercisable in full upon the earlier to occur of (i) June 17, 2022 and (ii) the next annual meeting of the Issuer's stockholders.

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