SMITH ALAN E - 26 Jul 2021 Form 3 Insider Report for Candel Therapeutics, Inc. (CADL)

Source evidence Original filing metadata and source links for verification. 3 source fields
SEC form
3
Accepted by SEC
26 Jul 2021, 21:24:52 UTC
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Alan E. Smith

Key filing fact

SMITH ALAN E filed Form 3 for Candel Therapeutics, Inc. (CADL) on 26 Jul 2021.

Key facts

  • This page summarizes SMITH ALAN E's Form 3 filing for Candel Therapeutics, Inc. (CADL).
  • 0 reported transactions and 3 derivative rows are listed below.
  • Accepted by SEC: 26 Jul 2021, 21:24.

Change

  • No earlier filing in this sequence is available for direct comparison.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Official SEC source

Ownership activity is grounded in SEC Form 3 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

CADL holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
32,548
Date
26 Jul 2021
Ownership
Direct

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

CADL holding Derivative

Stock Option (Right to Buy)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
Date
26 Jul 2021
Ownership
Direct
Underlying class
Common Stock
Underlying amount
4,068
Exercise price
$1.46
Footnotes
F1
CADL holding Derivative

Stock Option (Right to Buy)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
Date
26 Jul 2021
Ownership
Direct
Underlying class
Common Stock
Underlying amount
16,274
Exercise price
$1.55
Footnotes
F2
CADL holding Derivative

Stock Option (Right to Buy)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
Date
26 Jul 2021
Ownership
Direct
Underlying class
Common Stock
Underlying amount
16,274
Exercise price
$6.64
Footnotes
F2
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 2 footnotes

Footnote F1

25% of this option vested and became exercisable on May 28, 2019, with an additional 25% vesting on January 1, 2020 and the remainder vesting in 36 substantially equal monthly installments thereafter.

Footnote F2

This option is fully vested and exercisable as of the date hereof.

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