Key facts
- This page summarizes Mario Rivas's Form 4 filing for Transphorm, Inc..
- 2 reported transactions and 0 derivative rows are listed below.
- Accepted by SEC: 04 Jan 2023, 15:08.
Mario Rivas - 01 Jan 2023 Form 4 Insider Report for Transphorm, Inc.
- Reporting relationship
- Chief Executive Officer, Director
- Issuer ticker
- N/A
- Reported as of
- 01 Jan 2023
- Net transaction value
- -$68,180
- SEC form
- 4
- Accepted by SEC
- 04 Jan 2023, 15:08:14 UTC
- Prior SEC filing
- 21 Nov 2022
- Source filing
- View source filing
- Reporting owner signature
- /s/ Cameron McAulay, Attorney-in-Fact
Source evidence
Original filing metadata and source links for verification.
4 source fields
Reporting owner
1 detail
Key filing fact
Mario Rivas filed Form 4 for Transphorm, Inc. on 04 Jan 2023.
Change
- Previous filing in this sequence was filed on 21 Nov 2022.
- Current net transaction value: -$68,180.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
TGAN
transaction
Common Stock
Award
- Transaction value
- $0
- Shares
- +16,544
- Change %
- +14%
- Price
- $0.000000
- Shares after
- 134,746
- Date
- 01 Jan 2023
- Ownership
- Direct
- Footnotes
- F1
TGAN
transaction
Common Stock
Tax liability
- Transaction value
- $68,180
- Shares
- -12,533
- Change %
- -9.3%
- Price
- $5.44
- Shares after
- 122,213
- Date
- 01 Jan 2023
- Ownership
- Direct
- Footnotes
- F2
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 2 footnotes
Footnote F1
Each share is represented by a Restricted Stock Unit ("RSU"). 100% of the RSUs will vest on January 1, 2024, subject to the Reporting Person's continued status as a Service Provider to the Issuer through that vesting date.
Footnote F2
The reported shares were withheld to cover the Reporting Person's tax liability in connection with the vesting of RSUs.