Key facts
- This page summarizes James C. Zelter's Form 4 filing for Apollo Global Management, Inc..
- 2 reported transactions and 1 derivative row are listed below.
- Accepted by SEC: 29 Dec 2021, 15:37.
James C. Zelter - 27 Dec 2021 Form 4 Insider Report for Apollo Global Management, Inc.
- Reporting relationship
- Co-President, Director
- Issuer ticker
- N/A
- Reported as of
- 27 Dec 2021
- Net transaction value
- $0
- SEC form
- 4
- Accepted by SEC
- 29 Dec 2021, 15:37:06 UTC
- Prior SEC filing
- 21 Dec 2021
- Next SEC filing
- 03 Jan 2022
- Source filing
- View source filing
- Reporting owner signature
- /s/ Jessica L. Lomm, as Attorney-in-Fact
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
James C. Zelter filed Form 4 for Apollo Global Management, Inc. on 29 Dec 2021.
Change
- Previous filing in this sequence was filed on 21 Dec 2021.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
APO
transaction
Class A Common Stock
Options Exercise
- Transaction value
- Shares
- +8,100
- Change %
- Price
- Shares after
- 8,100
- Date
- 27 Dec 2021
- Ownership
- Zelter APO Series LLC
- Footnotes
- F1, F2
APO
holding
Class A Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 6,384,865
- Date
- 27 Dec 2021
- Ownership
- Direct
- Footnotes
- F3
APO
holding
Class A Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 1,061,256
- Date
- 27 Dec 2021
- Ownership
- The James C. Zelter 2021 GRAT No. 1
- Footnotes
- F4
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
APO
transaction
Derivative
Apollo Operating Group units
Options Exercise
- Transaction value
- Shares
- -8,100
- Change %
- -0.4%
- Price
- Shares after
- 2,005,070
- Date
- 27 Dec 2021
- Ownership
- See Footnote
- Underlying class
- Class A Common Stock
- Underlying amount
- 8,100
- Exercise price
- Footnotes
- F1, F5, F6, F7
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 7 footnotes
Footnote F1
Each Apollo Operating Group ("AOG") unit represents a right to receive one share of Class A common stock of Apollo Global Management, Inc. (the "Issuer"), subject to the restrictions and provisions set forth in the reporting person's Roll-Up Agreement, dated July 13, 2007, by and among the reporting person, the Issuer, AP Professional Holdings, L.P. ("AP Professional Holdings"), and the other parties thereto (the "Roll-Up Agreement"), and the Seventh Amended and Restated Exchange Agreement, dated as of July 29, 2020, by and among the Issuer, AP Professional Holdings and the other parties thereto (the "Seventh A&R Exchange Agreement").
Footnote F2
By Zelter APO Series LLC, a vehicle over which the reporting person exercises voting and investment control. This exchange transaction does not involve the sale of any shares of Class A Common Stock.
Footnote F3
Reported amount includes 6,093,476 vested and unvested restricted stock units ("RSUs") granted under the Apollo Global Management, Inc. 2019 Omnibus Equity Incentive Plan (the "Plan"). Each RSU represents the contingent right to receive, in accordance with the issuance schedule set forth in the applicable RSU award agreement, one share of Class A common stock of the Issuer for each vested RSU. The RSUs vest in installments in accordance with the terms of the applicable RSU award agreement, provided the reporting person remains in service through the applicable vesting date.
Footnote F4
By The James C. Zelter 2021 GRAT No. 1, a vehicle over which the reporting person exercises voting and investment control.
Footnote F5
The AOG units were fully vested as of June 30, 2013 and do not expire.
Footnote F6
Pursuant to Instruction 4(c)(iii), this response has been left blank.
Footnote F7
By AP Professional Holdings. Zelter APO Series LLC and a trust for the benefit of the reporting person's family members for which the reporting person acts as a trustee (the "Trust") are limited partners in AP Professional Holdings, the direct holder of the AOG units. The AOG units indirectly held by Zelter APO Series LLC and the Trust are the number of AOG units that they have a right to receive as limited partners in AP Professional Holdings, subject to the restrictions and provisions set forth in the Roll-Up Agreement and the Seventh A&R Exchange Agreement, as further amended and restated. Zelter APO Series LLC became a limited partner in AP Professional Holdings following a transfer on December 24, 2021 of the reporting person's limited partnership interest in AP Professional Holdings.