Arturo Molina MD - 04 Mar 2022 Form 4 Insider Report for SUTRO BIOPHARMA, INC. (STRO)

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
07 Mar 2022, 18:20:36 UTC
Prior SEC filing
01 Feb 2022
Next SEC filing
09 Jun 2022
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Edward C. Albini as attorney-in-fact for Arturo Molina, M.D.

Key filing fact

Arturo Molina MD filed Form 4 for SUTRO BIOPHARMA, INC. (STRO) on 07 Mar 2022.

Key facts

  • This page summarizes Arturo Molina MD's Form 4 filing for SUTRO BIOPHARMA, INC. (STRO).
  • 5 reported transactions and 3 derivative rows are listed below.
  • Accepted by SEC: 07 Mar 2022, 18:20.

Change

  • Previous filing in this sequence was filed on 01 Feb 2022.
  • Current net transaction value: -$35,580.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

STRO transaction

Common Stock

Options Exercise

Transaction value
Shares
+12,500
Change %
+42%
Price
Shares after
42,091
Date
05 Mar 2022
Ownership
Direct
Footnotes
F1
STRO transaction

Common Stock

Tax liability

Transaction value
$35,580
Shares
-4,355
Change %
-10%
Price
$8.17
Shares after
37,736
Date
05 Mar 2022
Ownership
Direct
Footnotes
F2

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

STRO transaction Derivative

Stock Option (right to buy Common Stock)

Award

Transaction value
$0
Shares
+52,000
Change %
Price
$0.000000
Shares after
52,000
Date
04 Mar 2022
Ownership
Direct
Underlying class
Common Stock
Underlying amount
52,000
Exercise price
$8.17
Footnotes
F3
STRO transaction Derivative

Restricted Stock Unit (RSU)

Award

Transaction value
$0
Shares
+39,000
Change %
Price
$0.000000
Shares after
39,000
Date
04 Mar 2022
Ownership
Direct
Underlying class
Common Stock
Underlying amount
39,000
Exercise price
Footnotes
F1, F4
STRO transaction Derivative

Restricted Stock Unit (RSU)

Options Exercise

Transaction value
$0
Shares
-12,500
Change %
-25%
Price
$0.000000
Shares after
37,500
Date
05 Mar 2022
Ownership
Direct
Underlying class
Common Stock
Underlying amount
12,500
Exercise price
Footnotes
F1, F5
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 5 footnotes

Footnote F1

Each RSU represents a contingent right to receive one (1) share of the issuer's Common Stock upon settlement.

Footnote F2

Represents the number of shares of Common Stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the RSUs and does not represent a sale by the reporting person.

Footnote F3

The option vests as to 2.0833% of the total shares monthly, beginning on April 4, 2022, with 100% of the total shares vested and exercisable on March 4, 2026, subject to the reporting person's provision of service to the issuer on each vesting date.

Footnote F4

The RSUs vest as to 1/4th of the total shares annually beginning on March 4, 2023, subject to continued service through each vesting date.

Footnote F5

The RSUs vest as to 1/4th of the total shares annually beginning on March 5, 2022, subject to continued service through each vesting date.

We use cookies and similar technologies to provide certain features, enhance the user experience and, if you allow them, measure engagement and deliver advertising. Analytics and marketing storage stay off until you grant consent. By clicking on "Agree and continue", you declare your consent to the use of the selected optional cookies. Manage preferences to update or revoke optional consent for future visits. For more information, see our Privacy Policy .