Key facts
- This page summarizes III Ben S. Stefanski's Form 4 filing for TFS Financial CORP (TFSL).
- 4 reported transactions and 1 derivative row are listed below.
- Accepted by SEC: 03 Mar 2022, 12:54.
III Ben S. Stefanski - 01 Mar 2022 Form 4 Insider Report for TFS Financial CORP (TFSL)
- Reporting relationship
- Former Chief Mktg Off/Director
- Issuer ticker
- TFSL
- Reported as of
- 01 Mar 2022
- Net transaction value
- -$291,866
- SEC form
- 4
- Accepted by SEC
- 03 Mar 2022, 12:54:19 UTC
- Prior SEC filing
- 31 Jan 2022
- Source filing
- View source filing
- Reporting owner signature
- /s/ Timothy M. Mulhern, Pursuant to Power of Attorney
Source evidence
Original filing metadata and source links for verification.
4 source fields
Reporting owner
1 detail
Key filing fact
III Ben S. Stefanski filed Form 4 for TFS Financial CORP (TFSL) on 03 Mar 2022.
Change
- Previous filing in this sequence was filed on 31 Jan 2022.
- Current net transaction value: -$291,866.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
TFSL
transaction
Common Stock
Options Exercise
- Transaction value
- $278,290
- Shares
- +17,000
- Change %
- +27%
- Price
- $16.37
- Shares after
- 81,140
- Date
- 01 Mar 2022
- Ownership
- Direct
TFSL
transaction
Common Stock
Tax liability
- Transaction value
- $281,605
- Shares
- -16,401
- Change %
- -20%
- Price
- $17.17
- Shares after
- 64,739
- Date
- 01 Mar 2022
- Ownership
- Direct
- Footnotes
- F1
TFSL
transaction
Common Stock
Sale
- Transaction value
- $10,261
- Shares
- -599
- Change %
- -0.93%
- Price
- $17.13
- Shares after
- 64,140
- Date
- 01 Mar 2022
- Ownership
- Direct
TFSL
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 1,417
- Date
- 01 Mar 2022
- Ownership
- By ESOP
- Footnotes
- F2
TFSL
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 60,371
- Date
- 01 Mar 2022
- Ownership
- Trustee for uncle's trust
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
TFSL
transaction
Derivative
Employee Stock Option (right to buy)
Options Exercise
- Transaction value
- $278,290
- Shares
- -17,000
- Change %
- -100%
- Price
- $16.37
- Shares after
- 0
- Date
- 01 Mar 2022
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 0
- Exercise price
- $16.37
- Footnotes
- F3
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Section 16 status
III Ben S. Stefanski is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may still apply in specific circumstances.
Explanation of responses 3 footnotes
Footnote F1
Represents shares of common stock delivered to the issuer in payment by the reporting person of the options exercise price and withholding tax. This transaction is exempt under Rule 16b-3(e).
Footnote F2
Reflects transactions not required to be reported under Section 16 of the Securities Exchange Act, as amended.
Footnote F3
On July 23, 2018, the reporting person received a grant of 17,000 stock options. These options vest December 10, 2020