Key facts
- This page summarizes Audrey Dunning's Form 4 filing for TriState Capital Holdings, Inc..
- 2 reported transactions and 0 derivative rows are listed below.
- Accepted by SEC: 02 Jun 2022, 14:17.
Audrey Dunning - 01 Jun 2022 Form 4 Insider Report for TriState Capital Holdings, Inc.
- Reporting relationship
- Director
- Issuer ticker
- N/A
- Reported as of
- 01 Jun 2022
- Net transaction value
- $0
- SEC form
- 4
- Accepted by SEC
- 02 Jun 2022, 14:17:30 UTC
- Prior SEC filing
- 06 May 2022
- Next SEC filing
- 03 Mar 2023
- Source filing
- View source filing
- Reporting owner signature
- /s/ Karla Villatoro de Friedman, General Counsel of TriState Capital Holdings, Attorney-in-Fact for Audrey Palombo Dunning
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Audrey Dunning filed Form 4 for TriState Capital Holdings, Inc. on 02 Jun 2022.
Change
- Previous filing in this sequence was filed on 06 May 2022.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
TSC
transaction
Common Stock
Disposed to Issuer
- Transaction value
- Shares
- -2,025
- Change %
- -100%
- Price
- Shares after
- 0
- Date
- 01 Jun 2022
- Ownership
- Direct
- Footnotes
- F1
TSC
transaction
Common Stock
Disposed to Issuer
- Transaction value
- Shares
- -10,387
- Change %
- -100%
- Price
- Shares after
- 0
- Date
- 01 Jun 2022
- Ownership
- Direct
- Footnotes
- F2
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Section 16 status
Audrey Dunning is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may still apply in specific circumstances.
Explanation of responses 2 footnotes
Footnote F1
Disposed of upon completion of the merger (the "Merger") of Macaroon One LLC, a wholly owned subsidiary of Raymond James Financial, Inc. ("RJF"), with and into the Issuer, effective June 1, 2022. Pursuant to the Agreement and Plan of Merger, dated as of October 20, 2021, by and among the Issuer, RJF, Macaroon One LLC and Macaroon Two LLC (the "Merger Agreement"), upon completion of the Merger, each outstanding share of the Issuer's common stock was converted into the right to receive 0.25 shares of RJF common stock and $6.00 in cash. The closing price per share of RJF common stock on May 31, 2022, the last trading day prior to completion of the Merger, was $98.49.
Footnote F2
Pursuant to the Merger Agreement, upon completion of the Merger, each outstanding restricted share of the Issuer's common stock was converted into the right to receive 0.25 shares of RJF common stock and $6.00 in cash. The closing price per share of RJF common stock on May 31, 2022, the last trading day prior to completion of the Merger, was $98.49.