Gurinder Grewal - 19 Jul 2021 Form 4 Insider Report for RAPID MICRO BIOSYSTEMS, INC. (RPID)

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
20 Jul 2021, 20:16:25 UTC
Prior SEC filing
14 Jul 2021
Next SEC filing
28 Jul 2022
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Jonathan Paris, Attorney-in-Fact for Gurinder Grewal

Key filing fact

Gurinder Grewal filed Form 4 for RAPID MICRO BIOSYSTEMS, INC. (RPID) on 20 Jul 2021.

Key facts

  • This page summarizes Gurinder Grewal's Form 4 filing for RAPID MICRO BIOSYSTEMS, INC. (RPID).
  • 2 reported transactions and 1 derivative row are listed below.
  • Accepted by SEC: 20 Jul 2021, 20:16.

Change

  • Previous filing in this sequence was filed on 14 Jul 2021.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

RPID transaction

Class A Common Stock

Conversion of derivative security

Transaction value
Shares
+27,777
Change %
+10%
Price
Shares after
294,990
Date
19 Jul 2021
Ownership
Direct
Footnotes
F1

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

RPID transaction Derivative

Series D1 Preferred Stock

Conversion of derivative security

Transaction value
Shares
-138,888
Change %
-100%
Price
Shares after
0
Date
19 Jul 2021
Ownership
Direct
Underlying class
Class A Common Stock
Underlying amount
27,777
Exercise price
Footnotes
F1
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Section 16 status

Gurinder Grewal is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may still apply in specific circumstances.

Explanation of responses 1 footnote

Footnote F1

The Series D1 Preferred Stock are convertible at any time, at the holder's election and have no expiration date. Each share of Series D1 Preferred Stock automatically converted into 0.20 shares of the Issuer's Class A Common Stock upon the closing of the Issuer's initial public offering.

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