Key facts
- This page summarizes Lisa M. Pate's Form 4 filing for US XPRESS ENTERPRISES INC.
- 3 reported transactions and 0 derivative rows are listed below.
- Accepted by SEC: 24 Mar 2023, 16:44.
Lisa M. Pate - 02 Jun 2021 Form 4 Insider Report for US XPRESS ENTERPRISES INC
- Reporting relationship
- Trustee & Managing GP, 10%+ Owner
- Issuer ticker
- N/A
- Reported as of
- 02 Jun 2021
- Net transaction value
- -$2,027,370
- SEC form
- 4
- Accepted by SEC
- 24 Mar 2023, 16:44:42 UTC
- Next SEC filing
- 24 Nov 2021
- Source filing
- View source filing
- Reporting owner signature
- /s/ Lisa M. Pate, by Heidi Hornung-Scherr, attorney-in-fact, pursuant to a POA previously filed with the SEC
Source evidence
Original filing metadata and source links for verification.
4 source fields
Reporting owner
1 detail
Key filing fact
Lisa M. Pate filed Form 4 for US XPRESS ENTERPRISES INC on 24 Mar 2023.
Change
- No earlier filing in this sequence is available for direct comparison.
- Current net transaction value: -$2,027,370.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
USX
transaction
Class A Common Stock
Sale
- Transaction value
- $60,000
- Shares
- -5,000
- Change %
- -4.5%
- Price
- $12.00
- Shares after
- 105,919
- Date
- 02 Jun 2021
- Ownership
- Direct
- Footnotes
- F1
USX
transaction
Class A Common Stock
Sale
- Transaction value
- $180,000
- Shares
- -20,000
- Change %
- -19%
- Price
- $9.00
- Shares after
- 85,919
- Date
- 22 Nov 2021
- Ownership
- Direct
- Footnotes
- F1
USX
transaction
Class A Common Stock
Sale
- Transaction value
- $1,787,370
- Shares
- -300,000
- Change %
- -13%
- Price
- $5.96
- Shares after
- 2,013,914
- Date
- 22 Mar 2023
- Ownership
- Trustee
- Footnotes
- F2, F3, F4
USX
holding
Class A Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 319,994
- Date
- 02 Jun 2021
- Ownership
- Direct
- Footnotes
- F5
USX
holding
Class A Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 150,005
- Date
- 02 Jun 2021
- Ownership
- Managing General Partner
- Footnotes
- F6
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Section 16 status
Lisa M. Pate is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may still apply in specific circumstances.
Explanation of responses 6 footnotes
Footnote F1
Shares of Class A Common Stock held directly by Ms. Pate.
Footnote F2
The shares sold automatically converted from Class B common stock to Class A common stock upon sale.
Footnote F3
The price reflects a weighted average sale price for multiple transactions ranging from $5.95 to $5.98, inclusive. The reporting persons undertake to provide, upon request by the SEC staff, the issuer, or a stockholder of the issuer, full information regarding the number of shares sold at each separate price.
Footnote F4
Represents shares of Class A Common Stock held by the Anna Marie Quinn 2012 Irrevocable Trust FBO Lisa M. Pate (the "Trust"), of which Ms. Pate is the sole trustee. On March 23, 2023, the Trust voluntarily converted the 2,013,914 shares of Class B Common Stock held by it to shares of Class A Common Stock.
Footnote F5
Represents shares of Class A Common Stock held directly by Ms. Pate. On March 23, 2023, Ms. Pate voluntarily converted the 319,994 shares of Class B Common Stock held directly by her to shares of Class A Common Stock.
Footnote F6
Represents shares of Class A Common Stock held by Quinn Family Partners, L.P. (the "L.P."), of which Ms. Pate is the managing general partner. On March 23, 2023, the L.P. voluntarily converted the 150,005 shares of Class B Common Stock held by it to shares of Class A Common Stock. Ms. Pate disclaims beneficial ownership of these securities except to the extent of her pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all the reported shares for purposes of Section 16 or for any other purposes.