William A. Bloom - 20 Jul 2021 Form 4 Insider Report for HARTFORD FINANCIAL SERVICES GROUP, INC. (HIG)

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
23 Jul 2021, 08:53:30 UTC
Prior SEC filing
03 Jun 2021
Next SEC filing
18 Oct 2021
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
Anthony J. Salerno, Jr., Attorney-in-Fact

Key filing fact

William A. Bloom filed Form 4 for HARTFORD FINANCIAL SERVICES GROUP, INC. (HIG) on 23 Jul 2021.

Key facts

  • This page summarizes William A. Bloom's Form 4 filing for HARTFORD FINANCIAL SERVICES GROUP, INC. (HIG).
  • 1 reported transaction and 6 derivative rows are listed below.
  • Accepted by SEC: 23 Jul 2021, 08:53.

Change

  • Previous filing in this sequence was filed on 03 Jun 2021.
  • Current net transaction value: -$992,000.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

HIG transaction

Common Stock

Sale

Transaction value
$992,000
Shares
-16,000
Change %
-75%
Price
$62.00
Shares after
5,353
Date
20 Jul 2021
Ownership
Direct
Footnotes
F1

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

HIG holding Derivative

Stock Option

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
32,949
Date
20 Jul 2021
Ownership
Direct
Underlying class
Common Stock
Underlying amount
32,949
Exercise price
$43.59
Footnotes
F2
HIG holding Derivative

Stock Option

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
40,388
Date
20 Jul 2021
Ownership
Direct
Underlying class
Common Stock
Underlying amount
40,388
Exercise price
$48.89
Footnotes
F3
HIG holding Derivative

Stock Option

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
53,373
Date
20 Jul 2021
Ownership
Direct
Underlying class
Common Stock
Underlying amount
53,373
Exercise price
$49.01
Footnotes
F4
HIG holding Derivative

Stock Option

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
53,763
Date
20 Jul 2021
Ownership
Direct
Underlying class
Common Stock
Underlying amount
53,763
Exercise price
$51.87
Footnotes
F5
HIG holding Derivative

Stock Option

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
39,163
Date
20 Jul 2021
Ownership
Direct
Underlying class
Common Stock
Underlying amount
39,163
Exercise price
$53.81
Footnotes
F6
HIG holding Derivative

Stock Option

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
50,116
Date
20 Jul 2021
Ownership
Direct
Underlying class
Common Stock
Underlying amount
50,116
Exercise price
$55.27
Footnotes
F7
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 7 footnotes

Footnote F1

The transaction reported on this Form 4 was effected pursuant to a trading plan previously adopted by Mr. Bloom on April 30, 2021, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934.

Footnote F2

The options became fully exercisable on March 1, 2019, the third anniversary of the grant date.

Footnote F3

The options became fully exercisable on February 28, 2020, the third anniversary of the grant date.

Footnote F4

One-third of the options became exercisable on February 26, 2020, an additional one-third of the options became exercisable on February 26, 2021 and the remaining one-third of the options will become exercisable on February 26, 2022, the third anniversary of the grant date.

Footnote F5

One-third of the options will become exercisable on February 23, 2022, an additional one-third of the options will become exercisable on February 23, 2023 and the remaining one-third of the options will become exercisable on February 23, 2024, the third anniversary of the grant date.

Footnote F6

The options became fully exercisable on February 27, 2021, the third anniversary of the grant date.

Footnote F7

One-third of the options became exercisable on February 25, 2021, an additional one-third of the options will become exercisable on February 25, 2022 and the remaining one-third of the options will become exercisable on February 25, 2023, the third anniversary of the grant date.

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