Key facts
- This page summarizes David Sgro's Form 4 filing for Southland Holdings, Inc. (SLND).
- 2 reported transactions and 0 derivative rows are listed below.
- Accepted by SEC: 16 Feb 2023, 15:03.
David Sgro - 14 Feb 2023 Form 4 Insider Report for Southland Holdings, Inc. (SLND)
- Reporting relationship
- Former Director
- Issuer ticker
- SLND
- Reported as of
- 14 Feb 2023
- Net transaction value
- $0
- SEC form
- 4
- Accepted by SEC
- 16 Feb 2023, 15:03:51 UTC
- Prior SEC filing
- 27 Dec 2022
- Next SEC filing
- 17 Feb 2023
- Source filing
- View source filing
- Reporting owner signature
- /s/ David D. Sgro
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
David Sgro filed Form 4 for Southland Holdings, Inc. (SLND) on 16 Feb 2023.
Change
- Previous filing in this sequence was filed on 27 Dec 2022.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
SLND
transaction
Common stock
Other
- Transaction value
- Shares
- -83,563
- Change %
- -21%
- Price
- Shares after
- 305,837
- Date
- 14 Feb 2023
- Ownership
- Direct
- Footnotes
- F1
SLND
transaction
Common stock
Other
- Transaction value
- Shares
- -108,632
- Change %
- -22%
- Price
- Shares after
- 396,288
- Date
- 14 Feb 2023
- Ownership
- By Eris S Rosenfeld 2017 Trust No. 1, Eris S Rosenfeld 2017 Trust No. 2
- Footnotes
- F1, F2
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Section 16 status
David Sgro is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may still apply in specific circumstances.
Explanation of responses 2 footnotes
Footnote F1
The reporting person transferred shares of the Issuer's common stock to certain third parties in connection with the transactions contemplated by the Agreement and Plan of Merger, dated as of May 25, 2022 (the "Merger Agreement"), by and among the Issuer, Southland Holdings LLC, a Texas limited liability company, and Legato Merger Sub, Inc., a Delaware corporation and a direct, wholly-owned subsidiary of the Issuer. The transfers were made to induce certain holders not to seek redemption of their shares in connection with the transactions contemplated by the Merger Agreement and to induce the members of Southland to consummate the transactions contemplated by the Merger Agreement.
Footnote F2
The Reporting Person is the trustee of these trusts and has sole voting and dispositive power over the securities held thereby. The Reporting Person disclaims beneficial ownership of such securities.