Carl C. Icahn - 05 Nov 2021 Form 4 Insider Report for Delek US Holdings, Inc. (DK)

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
09 Nov 2021, 16:17:54 UTC
Prior SEC filing
01 Nov 2021
Next SEC filing
17 Nov 2021
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Carl C. Icahn

Key filing fact

Carl C. Icahn filed Form 4 for Delek US Holdings, Inc. (DK) on 09 Nov 2021.

Key facts

  • This page summarizes Carl C. Icahn's Form 4 filing for Delek US Holdings, Inc. (DK).
  • 3 reported transactions and 0 derivative rows are listed below.
  • Accepted by SEC: 09 Nov 2021, 16:17.

Change

  • Previous filing in this sequence was filed on 01 Nov 2021.
  • Current net transaction value: -$8,216,808.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

DK transaction

Common Stock, par value $.01 per share ("Shares")

Sale

Transaction value
$6,933,082
Shares
-371,150
Change %
-5%
Price
$18.68
Shares after
7,093,502
Date
05 Nov 2021
Ownership
Please see all footnotes
Footnotes
F1, F2, F3, F4, F5
DK transaction

Shares

Sale

Transaction value
$774,273
Shares
-41,830
Change %
-0.59%
Price
$18.51
Shares after
7,051,672
Date
08 Nov 2021
Ownership
Please see all footnotes
Footnotes
F1, F2, F3, F4, F5
DK transaction

Shares

Sale

Transaction value
$509,453
Shares
-27,538
Change %
-0.39%
Price
$18.50
Shares after
7,024,134
Date
09 Nov 2021
Ownership
Please see all footnotes
Footnotes
F1, F2, F3, F4, F5
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Section 16 status

Carl C. Icahn is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may still apply in specific circumstances.

Explanation of responses 5 footnotes

Footnote F1

CVR Energy, Inc. ("CVI") directly beneficially owns 372,000 Shares (representing Shares underlying a forward contract) and IEP Energy Holding LLC ("Energy Holding") directly beneficially owns 7,024,134 Shares.

Footnote F2

Energy Holding holds approximately 71% of the outstanding common stock of CVI. Icahn Enterprises Holdings L.P. ("Icahn Enterprises Holdings") is the sole stockholder of American Entertainment Properties Corp. ("AEP"), which is the sole member of Energy Holding. Beckton Corp. ("Beckton") is the sole stockholder of Icahn Enterprises G.P. Inc. ("Icahn Enterprises GP"), which is the general partner of Icahn Enterprises Holdings.

Footnote F3

Beckton is 100 percent owned by Carl C. Icahn. In addition, Mr. Icahn is the indirect holder of approximately 90.0% of the outstanding depositary units representing limited partnership interests in Icahn Enterprises L.P. ("Icahn Enterprises"). Icahn Enterprises GP is the general partner of Icahn Enterprises, which is the sole limited partner of Icahn Enterprises Holdings. As such, Mr. Icahn is in a position indirectly to determine the investment and voting decisions made by each of CVI and Energy Holding.

Footnote F4

Each of Energy Holding AEP, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the Shares which CVI directly beneficially owns. Each of Energy Holding, AEP, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein.

Footnote F5

Each of AEP, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the Shares which Energy Holding directly beneficially owns. Each of AEP, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein.

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