Key facts
- This page summarizes Braden M. Leonard's Form 4 filing for RETRACTABLE TECHNOLOGIES INC (RVP).
- 2 reported transactions and 1 derivative row are listed below.
- Accepted by SEC: 30 Nov 2022, 19:14.
Braden M. Leonard - 28 Nov 2022 Form 4 Insider Report for RETRACTABLE TECHNOLOGIES INC (RVP)
- Reporting relationship
- 10%+ Owner
- Issuer ticker
- RVP
- Reported as of
- 28 Nov 2022
- Net transaction value
- -$505,524
- SEC form
- 4
- Accepted by SEC
- 30 Nov 2022, 19:14:40 UTC
- Prior SEC filing
- 25 Nov 2022
- Next SEC filing
- 02 Dec 2022
- Source filing
- View source filing
- Reporting owner signature
- Braden Michael Leonard
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Braden M. Leonard filed Form 4 for RETRACTABLE TECHNOLOGIES INC (RVP) on 30 Nov 2022.
Change
- Previous filing in this sequence was filed on 25 Nov 2022.
- Current net transaction value: -$505,524.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
RVP
transaction
Common Stock
Sale
- Transaction value
- $5,524
- Shares
- -2,400
- Change %
- -0.06%
- Price
- $2.30
- Shares after
- 3,918,575
- Date
- 28 Nov 2022
- Ownership
- Holding of BML Investment Partners, L.P.
- Footnotes
- F1, F2
RVP
transaction
Common Stock
Sale
- Transaction value
- $500,000
- Shares
- -250,000
- Change %
- -6.3%
- Price
- $2.00
- Shares after
- 3,688,575
- Date
- 29 Nov 2022
- Ownership
- Holding of BML Investment Partners, L.P.
- Footnotes
- F1
RVP
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 387,500
- Date
- 28 Nov 2022
- Ownership
- Direct
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
RVP
holding
Derivative
Put Option (obligation to buy)
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 0
- Date
- 28 Nov 2022
- Ownership
- Holding of BML Investment Partners, L.P.
- Underlying class
- Common Stock
- Underlying amount
- 0
- Exercise price
- $5.00
- Footnotes
- F1, F3
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 3 footnotes
Footnote F1
BML Capital Management, LLC ("BML Capital") serves as the general partner of BML Investment Partners, L.P., a Delaware limited partnership (the "Fund"), which is the direct owner of the subject shares. Mr. Leonard is the managing member of BML Capital, and exercises investment and voting control over the subject shares. Accordingly, shares owned directly by the Fund may be regarded as being beneficially owned by Mr. Leonard. Notwithstanding, Mr. Leonard disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein.
Footnote F2
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2.30 to $2.31. Full information regarding the number of shares purchased at each separate price can be furnished to the SEC staff upon request.
Footnote F3
The Fund wrote American-Style put option contracts expiring in January 2023 (the "Put Options") which provide that the Fund will be required to purchase shares of Common Stock at the stated strike price if the counterparty exercises such option. The fund was assigned 144,100 shares and covered the remaining Put Options.