Key facts
- This page summarizes David E. Berger's Form 4 filing for Information Services Group Inc. (III).
- 2 reported transactions and 1 derivative row are listed below.
- Accepted by SEC: 21 May 2021, 17:01.
David E. Berger - 19 May 2021 Form 4 Insider Report for Information Services Group Inc. (III)
- Reporting relationship
- EVP & CFO
- Issuer ticker
- III
- Reported as of
- 19 May 2021
- Net transaction value
- -$99,748
- SEC form
- 4
- Accepted by SEC
- 21 May 2021, 17:01:40 UTC
- Next SEC filing
- 03 Jun 2021
- Source filing
- View source filing
- Reporting owner signature
- David E. Berger
Source evidence
Original filing metadata and source links for verification.
4 source fields
Reporting owner
1 detail
Key filing fact
David E. Berger filed Form 4 for Information Services Group Inc. (III) on 21 May 2021.
Change
- No earlier filing in this sequence is available for direct comparison.
- Current net transaction value: -$99,748.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
III
transaction
Shares of Common Stock
Tax liability
- Transaction value
- $99,748
- Shares
- -17,876
- Change %
- -2%
- Price
- $5.58
- Shares after
- 880,996
- Date
- 19 May 2021
- Ownership
- Direct
- Footnotes
- F1, F2
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
III
transaction
Derivative
Performance Based RSUs
Options Exercise
- Transaction value
- $0
- Shares
- +34,146
- Change %
- Price
- $0.000000*
- Shares after
- 0
- Date
- 19 May 2021
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 34,146
- Exercise price
- Footnotes
- F3
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 3 footnotes
Footnote F1
Represents deemed disposition of shares of common stock to the Issuer as a result of withholding of shares of common stock to satisfy tax withholding obligations in connection with vesting of restricted stock units issued in accordance with Rule 16b-3.
Footnote F2
Includes 363 shares acquired under the Information Services Group, Inc. Amended and Restated 2007 Employee Stock Purchase Plan.
Footnote F3
On September 1, 2020, the Reporting Person received a grant of RSUs that could be earned based on achievement of market price goals, which were measured at the average closing price of the Issuer's common stock over any consecutive ten-trading-day period prior to and including the fourth anniversary of the date of grant. 100% of the number of RSUs would be earned if such measured market price was $5.25 or above. On May 19, 2021, the market price goal was satisfied and the Issuer's common stock traded 172% higher as compared to the date of the grant. Once the market price goal was satisfied, the RSUs were fully vested.