Key facts
- This page summarizes Joseph Patrick Nolan's Form 4 filing for ATHERSYS, INC / NEW.
- 2 reported transactions and 1 derivative row are listed below.
- Accepted by SEC: 11 Jan 2023, 11:25.
Joseph Patrick Nolan - 09 Jan 2023 Form 4 Insider Report for ATHERSYS, INC / NEW
- Reporting relationship
- Director
- Issuer ticker
- N/A
- Reported as of
- 09 Jan 2023
- Net transaction value
- $0
- SEC form
- 4
- Accepted by SEC
- 11 Jan 2023, 11:25:15 UTC
- Prior SEC filing
- 11 Jan 2023
- Source filing
- View source filing
- Reporting owner signature
- /s/ Barbara Cameron as attorney-in-fact for Joseph Nolan
Source evidence
Original filing metadata and source links for verification.
4 source fields
Reporting owner
1 detail
Key filing fact
Joseph Patrick Nolan filed Form 4 for ATHERSYS, INC / NEW on 11 Jan 2023.
Change
- Previous filing in this sequence was filed on 11 Jan 2023.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
ATHX
transaction
Common Stock
Award
- Transaction value
- $0
- Shares
- +21,951
- Change %
- Price
- $0.000000
- Shares after
- 21,951
- Date
- 09 Jan 2023
- Ownership
- Direct
- Footnotes
- F1
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
ATHX
transaction
Derivative
NonQualified Stock Option (right to purchase)
Award
- Transaction value
- $0
- Shares
- +27,428
- Change %
- Price
- $0.000000
- Shares after
- 27,428
- Date
- 09 Jan 2023
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 27,428
- Exercise price
- $1.12
- Footnotes
- F2
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 2 footnotes
Footnote F1
Represents the exempt acquisition of 21,951 restricted stock units that in general will vest in total on June 30, 2023, subject generally to the Reporting Person's continued service on the Issuer's Board of Directors.
Footnote F2
Award of a nonqualified stock option. The option vests one-third on the one-year anniversary date from the date of grant, and the remainder vests on a quarterly basis over years two and three.