Key facts
- This page summarizes Eduardo Alvarez's Form 4 filing for AMYRIS, INC..
- 3 reported transactions and 1 derivative row are listed below.
- Accepted by SEC: 06 Apr 2023, 18:38.
Eduardo Alvarez - 04 Apr 2023 Form 4 Insider Report for AMYRIS, INC.
- Reporting relationship
- CHIEF OPERATING OFFICER
- Issuer ticker
- N/A
- Reported as of
- 04 Apr 2023
- Net transaction value
- -$284,305
- SEC form
- 4
- Accepted by SEC
- 06 Apr 2023, 18:38:27 UTC
- Prior SEC filing
- 07 Sep 2022
- Source filing
- View source filing
- Reporting owner signature
- /s/ Eduardo Alvarez by Doris Choi, Attorney-in-Fact
Source evidence
Original filing metadata and source links for verification.
4 source fields
Reporting owner
1 detail
Key filing fact
Eduardo Alvarez filed Form 4 for AMYRIS, INC. on 06 Apr 2023.
Change
- Previous filing in this sequence was filed on 07 Sep 2022.
- Current net transaction value: -$284,305.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
AMRS
transaction
Common Stock
Options Exercise
- Transaction value
- Shares
- +492,000
- Change %
- +140%
- Price
- Shares after
- 843,914
- Date
- 04 Apr 2023
- Ownership
- Direct
- Footnotes
- F1, F2
AMRS
transaction
Common Stock
Sale
- Transaction value
- $284,305
- Shares
- -231,368
- Change %
- -27%
- Price
- $1.23*
- Shares after
- 612,546
- Date
- 05 Apr 2023
- Ownership
- Direct
- Footnotes
- F3, F4
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
AMRS
transaction
Derivative
Performance-based Restricted Stock Units
Options Exercise
- Transaction value
- Shares
- -492,000
- Change %
- -100%
- Price
- Shares after
- 0
- Date
- 04 Apr 2023
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 492,000
- Exercise price
- Footnotes
- F1, F2, F5
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 5 footnotes
Footnote F1
Represents performance-based restricted stock units ("PSUs") that vested upon achievement of certain pre-established performance metrics as approved by the Issuer's Leadership, Development, Inclusion, and Compensation Committee of the Board of Directors (the "COO PSU Achievement") in connection with the PSUs awarded to the Reporting Person on May 24, 2021.
Footnote F2
Each PSU represents a contingent right to receive one share of Issuer's common stock. This transaction represents the settlement of PSUs in shares of common stock on their scheduled vesting date.
Footnote F3
Shares sold to satisfy the Reporting Person's tax withholding obligation upon vesting of PSUs in connection with the COO PSU Achievement.
Footnote F4
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.22 to $1.2289, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.
Footnote F5
This PSU award was granted on May 24, 2021. After the end of the performance period (December 31, 2022), the Issuer's Leadership, Development, Inclusion, and Compensation Committee of the Board of Directors determined that 492,000 PSUs had vested of the original 600,000 PSUs awarded, based on the achievement of certain pre-established performance metrics.