Key facts
- This page summarizes Cynthia W. Hu's Form 4 filing for Mind Medicine (MindMed) Inc. (MNMD).
- 2 reported transactions and 1 derivative row are listed below.
- Accepted by SEC: 28 Mar 2022, 20:30.
Cynthia W. Hu - 24 Mar 2022 Form 4 Insider Report for Mind Medicine (MindMed) Inc. (MNMD)
- Reporting relationship
- Chief Legal Officer&Secretary
- Issuer ticker
- MNMD
- Reported as of
- 24 Mar 2022
- Net transaction value
- $0
- SEC form
- 4
- Accepted by SEC
- 28 Mar 2022, 20:30:10 UTC
- Prior SEC filing
- 10 Jan 2022
- Source filing
- View source filing
- Reporting owner signature
- /s/ Robert Barrow, Attorney-in-Fact
Source evidence
Original filing metadata and source links for verification.
4 source fields
Reporting owner
1 detail
Key filing fact
Cynthia W. Hu filed Form 4 for Mind Medicine (MindMed) Inc. (MNMD) on 28 Mar 2022.
Change
- Previous filing in this sequence was filed on 10 Jan 2022.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
MNMD
transaction
Subordinate Voting Shares
Award
- Transaction value
- $0
- Shares
- +1,200,000
- Change %
- Price
- $0.000000
- Shares after
- 1,200,000
- Date
- 24 Mar 2022
- Ownership
- Direct
- Footnotes
- F1
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
MNMD
transaction
Derivative
Stock Option (Right to Buy)
Award
- Transaction value
- $0
- Shares
- +1,560,000
- Change %
- Price
- $0.000000
- Shares after
- 1,560,000
- Date
- 24 Mar 2022
- Ownership
- Direct
- Underlying class
- Subordinate Voting Shares
- Underlying amount
- 1,560,000
- Exercise price
- $1.18
- Footnotes
- F2, F3
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 3 footnotes
Footnote F1
These shares represent restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one subordinate voting share of the Issuer. Of these RSUs, 25% shall vest on December 6, 2022, with 1/48th vesting at the end of each month thereafter for the succeeding 36 months, subject, to the Reporting Person providing continuous service to the Issuer on each such vesting date.
Footnote F2
The option grant has an exercise price of $1.48 Canadian Dollars. This represents the exercise price in United States Dollars.
Footnote F3
25% of the shares underlying the option shall vest and become exercisable on December 6, 2022; the remaining shares underlying the option shall vest and become exercisable with 1/48th of the total shares vesting at the end of each month thereafter for the succeeding 36 months, subject to the Reporting Person providing continuous service to the Issuer on each such vesting date.