Key facts
- This page summarizes Christopher G. Marshall's Form 4 filing for Mr. Cooper Group Inc. (COOP).
- 3 reported transactions and 1 derivative row are listed below.
- Accepted by SEC: 06 Mar 2023, 15:41.
Christopher G. Marshall - 02 Mar 2023 Form 4 Insider Report for Mr. Cooper Group Inc. (COOP)
- Reporting relationship
- Vice Chairman & President
- Issuer ticker
- COOP
- Reported as of
- 02 Mar 2023
- Net transaction value
- -$3,107,856
- SEC form
- 4
- Accepted by SEC
- 06 Mar 2023, 15:41:20 UTC
- Prior SEC filing
- 03 Mar 2023
- Next SEC filing
- 27 Mar 2023
- Source filing
- View source filing
- Reporting owner signature
- /s/Katherine K. Connell, Attorney-in-Fact
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Christopher G. Marshall filed Form 4 for Mr. Cooper Group Inc. (COOP) on 06 Mar 2023.
Change
- Previous filing in this sequence was filed on 03 Mar 2023.
- Current net transaction value: -$3,107,856.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
COOP
transaction
Common Stock
Options Exercise
- Transaction value
- $0
- Shares
- +168,722
- Change %
- +23%
- Price
- $0.000000
- Shares after
- 915,194
- Date
- 02 Mar 2023
- Ownership
- Direct
- Footnotes
- F1
COOP
transaction
Common Stock
Tax liability
- Transaction value
- $3,107,856
- Shares
- -66,393
- Change %
- -7.3%
- Price
- $46.81
- Shares after
- 848,801
- Date
- 02 Mar 2023
- Ownership
- Direct
- Footnotes
- F2
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
COOP
transaction
Derivative
2020 Performance Stock Units
Options Exercise
- Transaction value
- $0
- Shares
- -168,722
- Change %
- -100%
- Price
- $0.000000*
- Shares after
- 0
- Date
- 02 Mar 2023
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 168,722
- Exercise price
- Footnotes
- F1, F3, F4, F5
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 5 footnotes
Footnote F1
On March 2, 2023, 168,722 performance stock units ("PSUs") vested and converted into 168,722 shares of Common Stock, par value $.01 per share, pursuant to the terms of the award agreement dated March 13, 2020, which was subject to the achievement of total shareholder return ("TSR") performance vesting criteria that was determined to have been satisfied on March 2, 2023.
Footnote F2
Number of shares forfeited to pay tax withholding obligations upon the vesting of PSUs granted by the Issuer under the 2019 Omnibus Incentive Plan.
Footnote F3
Converts to Common Stock on a one-for-one basis.
Footnote F4
The number of shares of Common Stock that would be received upon vesting of the PSUs, if any, may vary from 0% to 200% of the number shown depending on specified TSR performance over the relevant vesting period.
Footnote F5
The PSUs vest, if at all and to the extent of specified TSR performance, over a period of three years from March 1, 2020, with the final two-thirds of the units eligible to vest based on performance through March 1, 2023.