Menzo D. Case - 13 Jun 2023 Form 4 Insider Report for Generations Bancorp NY, Inc. (GBNY)

Reporting relationship: President and CEO, Director
Issuer ticker: GBNY
Reported as of: 13 Jun 2023
Net transaction value: +$29,553
SEC form: 4
Accepted by SEC: 14 Jun 2023, 17:29:45 UTC
Prior SEC filing: 16 Jun 2022
Source filing: View source filing
Reporting owner signature: /s/ Steven T. Lanter, pursuant to power of attoreny

Key filing fact

Menzo D. Case filed Form 4 for Generations Bancorp NY, Inc. (GBNY) on 14 Jun 2023.

Key facts

This page summarizes Menzo D. Case's Form 4 filing for Generations Bancorp NY, Inc. (GBNY).
1 reported transaction and 1 derivative row are listed below.
Accepted by SEC: 14 Jun 2023, 17:29.

Change

Previous filing in this sequence was filed on 16 Jun 2022.
Current net transaction value: +$29,553.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

GBNY transaction

Common Stock

Purchase

Transaction value: $29,553
Shares: +3,271
Change %: +10%
Price: $9.03
Shares after: 34,495
Date: 13 Jun 2023
Ownership: By SERP

GBNY holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 16,143
Date: 13 Jun 2023
Ownership: Direct
Footnotes: F1

GBNY holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 42,472
Date: 13 Jun 2023
Ownership: By 401(k)
Footnotes: F3

GBNY holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 8,343
Date: 13 Jun 2023
Ownership: By ESOP
Footnotes: F3

GBNY holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 1,546
Date: 13 Jun 2023
Ownership: By IRA

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

GBNY holding Derivative

Stock Options

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 36,939
Date: 13 Jun 2023
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 36,939
Exercise price: $11.60
Footnotes: F2

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 3 footnotes

Footnote F1

Includes shares of restricted stock which vest at a rate of 20% per year commencing on June 14, 2023.

Footnote F2

Stock options that vest at a rate of 20% per year commencing on June 14, 2023.

Footnote F3

Reflects transactions not required to be reported pursuant to Section 16 of the Securities Exchange Act of 1934, as amended.

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