Omega Fund IV, L.P. - 14 Mar 2022 Form 4 Insider Report for Replimune Group, Inc. (REPL)

Reporting relationship: 10%+ Owner
Issuer ticker: REPL
Reported as of: 14 Mar 2022
Net transaction value: -$1,495,113
SEC form: 4
Accepted by SEC: 16 Mar 2022, 21:54:57 UTC
Prior SEC filing: 23 Nov 2021
Source filing: View source filing
Reporting owner signature: /s/ Anne-Mari Paster, as an authorized signatory of each Reporting Person

Key filing fact

Omega Fund IV, L.P. filed Form 4 for Replimune Group, Inc. (REPL) on 16 Mar 2022.

Key facts

This page summarizes Omega Fund IV, L.P.'s Form 4 filing for Replimune Group, Inc. (REPL).
6 reported transactions and 1 derivative row are listed below.
Accepted by SEC: 16 Mar 2022, 21:54.

Change

Previous filing in this sequence was filed on 23 Nov 2021.
Current net transaction value: -$1,495,113.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

REPL transaction

Common Stock

Options Exercise

Transaction value: $161,370
Shares: +16,500
Change %: +0.35%
Price: $9.78
Shares after: 4,779,880
Date: 14 Mar 2022
Ownership: By Otello Stampacchia
Footnotes: F2

REPL transaction

Common Stock

Sale

Transaction value: $254,430
Shares: -16,500
Change %: -0.35%
Price: $15.42
Shares after: 4,763,380
Date: 14 Mar 2022
Ownership: By Otello Stampacchia
Footnotes: F2

REPL transaction

Common Stock

Sale

Transaction value: $703,800
Shares: -45,000
Change %: -0.94%
Price: $15.64
Shares after: 4,718,380
Date: 15 Mar 2022
Ownership: Direct
Footnotes: F1

REPL transaction

Common Stock

Sale

Transaction value: $95,504
Shares: -6,238
Change %: -0.13%
Price: $15.31
Shares after: 4,712,142
Date: 16 Mar 2022
Ownership: Direct
Footnotes: F1

REPL transaction

Common Stock

Sale

Transaction value: $602,749
Shares: -38,762
Change %: -0.82%
Price: $15.55
Shares after: 4,673,380
Date: 16 Mar 2022
Ownership: Direct
Footnotes: F1

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

REPL transaction Derivative

Non-Qualified Stock Options

Options Exercise

Transaction value: $0
Shares: -16,500
Change %: -50%
Price: $0.000000
Shares after: 16,500
Date: 14 Mar 2022
Ownership: By Otello Stampacchia
Underlying class: Common Stock
Underlying amount: 16,500
Exercise price: $9.78
Footnotes: F2, F3

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Section 16 status

Omega Fund IV, L.P. is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may still apply in specific circumstances.

Explanation of responses 3 footnotes

Footnote F1

The reported securities are held directly by Omega Fund IV, L.P. ("Omega IV"). The reported securities may be deemed to be beneficially owned by each of Omega Fund IV GP, L.P. ("Omega IV GP"), as the general partner of Omega IV, and Omega Fund IV GP Manager, Ltd. ("Omega IV GP Manager"), as the general partner of Omega IV GP. Otello Stampacchia and Anne-Mari Paster are all the shareholders and directors of Omega IV GP Manager and have shared voting and investment power over the shares held by Omega IV. Each of Omega IV GP, Omega Fund IV GP Manager and the Omega Directors disclaims beneficial ownership of the securities reported herein, except to the extent of its or their pecuniary interest therein, if any.

Footnote F2

The reported securities are held directly by Otello Stampacchia, a shareholder and director of Omega Fund IV GP Manager.

Footnote F3

Stock options vested 100% on April 1, 2021.