William Gray Stream - 15 Jun 2021 Form 4 Insider Report for Waitr Holdings Inc.

Reporting relationship: Director
Issuer ticker: N/A
Reported as of: 15 Jun 2021
Net transaction value: $0
SEC form: 4
Accepted by SEC: 16 Jun 2021, 17:07:27 UTC
Next SEC filing: 15 Jun 2022
Source filing: View source filing
Reporting owner signature: /s/ Annette L. Finch, Attorney-in-Fact

Key filing fact

William Gray Stream filed Form 4 for Waitr Holdings Inc. on 16 Jun 2021.

Key facts

This page summarizes William Gray Stream's Form 4 filing for Waitr Holdings Inc..
3 reported transactions and 2 derivative rows are listed below.
Accepted by SEC: 16 Jun 2021, 17:07.

Change

No earlier filing in this sequence is available for direct comparison.
Current net transaction value: $0.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

ASAP transaction

Common Stock

Options Exercise

Transaction value
Shares: +200,000
Change %: +194%
Price
Shares after: 302,964
Date: 15 Jun 2021
Ownership: Direct
Footnotes: F1

ASAP holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 1,474,736
Date: 15 Jun 2021
Ownership: See Footnotes
Footnotes: F2, F3, F4, F5, F6, F7, F8, F9, F10, F11, F12, F13

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

ASAP transaction Derivative

Restricted Stock Units

Options Exercise

Transaction value: $0
Shares: -200,000
Change %: -100%
Price: $0.000000^*
Shares after: 0
Date: 15 Jun 2021
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 200,000
Exercise price
Footnotes: F14, F15

ASAP transaction Derivative

Restricted Stock Units

Award

Transaction value: $0
Shares: +120,192
Change %
Price: $0.000000
Shares after: 120,192
Date: 15 Jun 2021
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 120,192
Exercise price
Footnotes: F14, F16

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 16 footnotes

Footnote F1

One share of common stock was issued upon the vesting of each restricted stock unit ("RSU").

Footnote F2

William Gray Stream has voting and dispositive control over 100,000 shares held directly by Stream Family LP and over the shares owned by the entities named in footnotes (3) through (13). Accordingly, Mr. Stream may be deemed to have or share beneficial ownership of such shares. Mr. Stream disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest he may have therein, directly or indirectly.

Footnote F3

Mr. Stream has voting and dispositive control over 12,500 shares held directly by Matilda Gray Stream Trust FBO Sanders Griffin Hempel U/T/A DTD 05/31/2016.

Footnote F4

Mr. Stream has voting and dispositive control over 12,900 shares held directly by Matilda Gray Stream Trust FBO M Stream & Children U/A DTD 01/02/2012.

Footnote F5

Mr. Stream has voting and dispositive control over 16,000 shares held directly by Matilda Gray Stream Trust FBO Harold King Stream U/A DTD 11/25/2015.

Footnote F6

Mr. Stream has voting and dispositive control over 23,000 shares held directly by Matilda Gray Stream Trust FBO Fielder W Hempel U/A 12/06/2012.

Footnote F7

Mr. Stream has voting and dispositive control over 23,000 shares held directly by Matilda Gray Stream Trust FBO Geddings A Hempel UTA DTD 12/22/11.

Footnote F8

Mr. Stream has voting and dispositive control over 23,000 shares held directly by Matilda Gray Stream Trust FBO Lillian Stream U/A DTD 05/23/2012.

Footnote F9

Mr. Stream has voting and dispositive control over 31,000 shares held directly by Matilda Gray Stream Trust FBO Matilda Stream U/A DTD 07/26/2010.

Footnote F10

Mr. Stream has voting and dispositive control over 509,324 shares held directly by Stream Investment Holdings, LLC.

Footnote F11

Mr. Stream has voting and dispositive control over 617,049 shares held directly by Mithras, LLC.

Footnote F12

Mr. Stream has voting and dispositive control over 9,169 shares held directly by Steam Financial Services, LLC.

Footnote F13

Mr. Stream has voting and dispositive control over 97,794 shares held directly by Sierra Pelican, LLC.

Footnote F14

Each RSU represents a contingent right to receive one share of the Issuer's common stock or an equivalent amount in cash (or partly in cash and partly in shares).

Footnote F15

Such RSUs fully vest on the earlier of (i) the one year anniversary of the grant date, (ii) the date of the 2021 Annual Meeting of Stockholders of the Issuer and (iii) a Change in Control (as defined in the Waitr Holdings Inc. Amended and Restated 2018 Omnibus Incentive Plan), subject to, in each case, the Reporting Person's continued service on the Issuer's board of directors on the vesting date.

Footnote F16

Such RSUs fully vest on the earlier of (i) the one year anniversary of the grant date, (ii) the date of the 2022 Annual Meeting of Stockholders of the Issuer and (iii) a Change in Control (as defined in the Waitr Holdings Inc. Amended and Restated 2018 Omnibus Incentive Plan), subject to, in each case, the Reporting Person's continued service on the Issuer's board of directors on the vesting date.