Key facts
- This page summarizes Kevin J. Kooman's Form 4 filing for LIMESTONE BANCORP, INC..
- 2 reported transactions and 1 derivative row are listed below.
- Accepted by SEC: 01 May 2023, 08:27.
Kevin J. Kooman - 30 Apr 2023 Form 4 Insider Report for LIMESTONE BANCORP, INC.
- Reporting relationship
- Director
- Issuer ticker
- N/A
- Reported as of
- 30 Apr 2023
- Net transaction value
- -$23,450,000
- SEC form
- 4
- Accepted by SEC
- 01 May 2023, 08:27:02 UTC
- Prior SEC filing
- 02 Jun 2022
- Source filing
- View source filing
- Reporting owner signature
- /s/ Phil W. Barnhouse, Attorney in Fact for Kevin J. Kooman
Source evidence
Original filing metadata and source links for verification.
4 source fields
Reporting owner
1 detail
Key filing fact
Kevin J. Kooman filed Form 4 for LIMESTONE BANCORP, INC. on 01 May 2023.
Change
- Previous filing in this sequence was filed on 02 Jun 2022.
- Current net transaction value: -$23,450,000.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
LMST
transaction
Common Stock
Other
- Transaction value
- Shares
- -336,551
- Change %
- -100%
- Price
- Shares after
- 0
- Date
- 30 Apr 2023
- Ownership
- By Limited Partnership
- Footnotes
- F1, F3
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
LMST
transaction
Derivative
Non-Voting Common Stock
Other
- Transaction value
- $23,450,000
- Shares
- -1,000,000
- Change %
- -100%
- Price
- $23.45
- Shares after
- 0
- Date
- 30 Apr 2023
- Ownership
- By Limited Partnership
- Underlying class
- Common Stock
- Underlying amount
- 1,000,000
- Exercise price
- Footnotes
- F1, F2, F3
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Section 16 status
Kevin J. Kooman is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may still apply in specific circumstances.
Explanation of responses 3 footnotes
Footnote F1
LMST common stock disposed pursuant to merger agreement between issuer and Peoples Bancorp Inc. in exchange for 302,895 shares of Peoples common stock having a market value of $26.06 per share on the effective date of the merger. Also, at the same time, Peoples non-voting common stock disposed pursuant to same merger agreement in exchange for 900,000 shares of Peoples common stock having a market value of $26.06 per share.
Footnote F2
Non-voting common shares contain an automatic conversion feature as follows: Each issued and outstanding Non-Voting Common share shall automatically be converted into one (1) Common share (the "Conversion Rate") upon the transfer of such Non-Voting Common Share (or any security convertible to or exercisable for such Non-Voting Common Share) in (a) a widespread public distribution, including pursuant to a registration statement filed with and declared effective by the SEC or pursuant to Rule 144 under the Securities Act, (b) a transfer in which no transferee (or group of associated transferees) would receive more than 2% of any class of Voting Securities or (c) a transfer to a transferee that controls more than 50% of the Voting Securities without any transfer from the transferor. The foregoing automatic conversion may occur as to some or all of the Non-Voting Common Shares held by any holder.
Footnote F3
Shares owned by Patriot Financial Partners III, L.P., Patriot Financial Manager, L.P., and/or Patriot Financial Advisors, L.P.. The reporting person disclaims beneficial ownership except to the extent of his pecuniary interest therein.