Brian Pratt - 15 Jun 2022 Form 4 Insider Report for Energy Services of America CORP (ESOA)

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
17 Jun 2022, 18:56:25 UTC
Prior SEC filing
22 Nov 2021
Next SEC filing
09 Feb 2023
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Brian Pratt

Key filing fact

Brian Pratt filed Form 4 for Energy Services of America CORP (ESOA) on 17 Jun 2022.

Key facts

  • This page summarizes Brian Pratt's Form 4 filing for Energy Services of America CORP (ESOA).
  • 3 reported transactions and 0 derivative rows are listed below.
  • Accepted by SEC: 17 Jun 2022, 18:56.

Change

  • Previous filing in this sequence was filed on 22 Nov 2021.
  • Current net transaction value: -$385,440.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

ESOA transaction

Common Stock

Sale

Transaction value
$144,979
Shares
-56,412
Change %
-3.1%
Price
$2.57
Shares after
1,738,401
Date
15 Jun 2022
Ownership
Direct
Footnotes
F1, F4
ESOA transaction

Common Stock

Sale

Transaction value
$98,362
Shares
-40,478
Change %
-2.3%
Price
$2.43
Shares after
1,697,923
Date
16 Jun 2022
Ownership
Direct
Footnotes
F2, F4
ESOA transaction

Common Stock

Sale

Transaction value
$142,100
Shares
-60,987
Change %
-3.6%
Price
$2.33
Shares after
1,636,936
Date
17 Jun 2022
Ownership
Direct
Footnotes
F3, F4
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Section 16 status

Brian Pratt is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may still apply in specific circumstances.

Explanation of responses 4 footnotes

Footnote F1

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.50 to $2.735, inclusive. The reporting person undertakes to provide Energy Services of America Corporation, any security holder of Energy Services of America Corporation or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) of this Form 4.

Footnote F2

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.40 to $2.51, inclusive. The reporting person undertakes to provide Energy Services of America Corporation, any security holder of Energy Services of America Corporation or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) of this Form 4.

Footnote F3

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.31 to $2.45 inclusive. The reporting person undertakes to provide Energy Services of America Corporation, any security holder of Energy Services of America Corporation or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (3) of this Form 4.

Footnote F4

These shares are held as community property by Brian Pratt and his spouse, Barbara Pratt. Mrs. Pratt's address is the same as Mr. Pratt's address listed above.

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