Source evidence Original filing metadata and source links for verification. 3 source fields
SEC form
3
Accepted by SEC
23 Dec 2022, 15:32:17 UTC
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Brian Mitts, Authorized Officer

Key filing fact

NEXPOINT DIVERSIFIED REAL ESTATE TRUST filed Form 3 for NexPoint Real Estate Finance, Inc. (NREF) on 23 Dec 2022.

Key facts

  • This page summarizes NEXPOINT DIVERSIFIED REAL ESTATE TRUST's Form 3 filing for NexPoint Real Estate Finance, Inc. (NREF).
  • 0 reported transactions and 1 derivative row are listed below.
  • Accepted by SEC: 23 Dec 2022, 15:32.

Change

  • No earlier filing in this sequence is available for direct comparison.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Official SEC source

Ownership activity is grounded in SEC Form 3 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

NREF holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
2,100,000
Date
23 Dec 2022
Ownership
See Footnote
Footnotes
F1

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

NREF holding Derivative

Class B OP Units

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
Date
23 Dec 2022
Ownership
See Footnote
Underlying class
Common Stock
Underlying amount
4,869,081
Exercise price
Footnotes
F1, F2, F3
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 3 footnotes

Footnote F1

These securities are owned directly by NexPoint Real Estate Opportunities, LLC ("NREO"), which is a wholly owned subsidiary of NexPoint Diversified Real Estate Trust Operating Partnership, L.P. (the "NXDT OP"), which is a wholly owned subsidiary of NexPoint Diversified Real Estate Trust ("NXDT"). The NXDT OP and NXDT are indirect beneficial owners of the reported securities.

Footnote F2

Represents common units of limited partnership interest ("OP Units") in NexPoint Real Estate Finance Operating Partnership, L.P., the operating partnership (the "OP") of NexPoint Real Estate Finance, Inc. (the "Issuer").

Footnote F3

The OP Units are redeemable, subject to certain requirements, for cash or, at the election of the Issuer, for shares of the Issuer's common stock on a one-for-one basis. The OP Units were vested as of the date of issuance and have no expiration date.

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