James Vincent Lambert - 10 Jun 2021 Form 3 Insider Report for PRECIGEN, INC. (PGEN)

Source evidence Original filing metadata and source links for verification. 3 source fields
SEC form
3
Accepted by SEC
21 Jun 2021, 20:47:12 UTC
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ James V. Lambert, by Donald P. Lehr, as attorney-in-fact

Key filing fact

James Vincent Lambert filed Form 3 for PRECIGEN, INC. (PGEN) on 21 Jun 2021.

Key facts

  • This page summarizes James Vincent Lambert's Form 3 filing for PRECIGEN, INC. (PGEN).
  • 0 reported transactions and 3 derivative rows are listed below.
  • Accepted by SEC: 21 Jun 2021, 20:47.

Change

  • No earlier filing in this sequence is available for direct comparison.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Official SEC source

Ownership activity is grounded in SEC Form 3 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

PGEN holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
12,356
Date
10 Jun 2021
Ownership
Direct

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

PGEN holding Derivative

Option to Purchase Common Stock (Right to Buy)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
Date
10 Jun 2021
Ownership
Direct
Underlying class
Common Stock
Underlying amount
10,000
Exercise price
$22.56
Footnotes
F1
PGEN holding Derivative

Option to Purchase Common Stock (Right to Buy)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
Date
10 Jun 2021
Ownership
Direct
Underlying class
Common Stock
Underlying amount
10,000
Exercise price
$8.17
Footnotes
F2
PGEN holding Derivative

Restricted Stock Units

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
Date
10 Jun 2021
Ownership
Direct
Underlying class
Common Stock
Underlying amount
2,170
Exercise price
Footnotes
F3, F4
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 4 footnotes

Footnote F1

The stock options are fully vested.

Footnote F2

The stock options vest in equal installments on each of April 21, 2022, April 21, 2023, April 21, 2024 and April 21, 2025.

Footnote F3

The restricted stock units ("RSUs") vest in full on January 2, 2022.

Footnote F4

Each RSU represents a contingent right to receive one share of Precigen Common Stock.

We use cookies and similar technologies to provide certain features, enhance the user experience and, if you allow them, measure engagement and deliver advertising. Analytics and marketing storage stay off until you grant consent. By clicking on "Agree and continue", you declare your consent to the use of the selected optional cookies. Manage preferences to update or revoke optional consent for future visits. For more information, see our Privacy Policy .