Michael Maurice Brown - 11 Jul 2023 Form 4 Insider Report for Sprinklr, Inc. (CXM)

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
13 Jul 2023, 16:44:21 UTC
Prior SEC filing
03 Jul 2023
Next SEC filing
12 Dec 2023
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Christopher Schiavo, as Attorney-in-Fact for Michael M. Brown

Key filing fact

Michael Maurice Brown filed Form 4 for Sprinklr, Inc. (CXM) on 13 Jul 2023.

Key facts

  • This page summarizes Michael Maurice Brown's Form 4 filing for Sprinklr, Inc. (CXM).
  • 1 reported transaction and 0 derivative rows are listed below.
  • Accepted by SEC: 13 Jul 2023, 16:44.

Change

  • Previous filing in this sequence was filed on 03 Jul 2023.
  • Current net transaction value: -$854,154.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

CXM transaction

Class A Common Stock

Sale

Transaction value
$854,154
Shares
-61,142
Change %
-100%
Price
$13.97
Shares after
0
Date
11 Jul 2023
Ownership
Direct
Footnotes
F1
CXM holding

Class A Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
11,035,367
Date
11 Jul 2023
Ownership
By Battery Ventures IX, L.P.
Footnotes
F2
CXM holding

Class A Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
109,376
Date
11 Jul 2023
Ownership
By Battery Investment Partners IX, LLC
Footnotes
F3
CXM holding

Class A Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
215,670
Date
11 Jul 2023
Ownership
By Battery Investment Partners Select Fund I, L.P.
Footnotes
F4
CXM holding

Class A Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
2,180,664
Date
11 Jul 2023
Ownership
By Battery Ventures Select Fund I, L.P.
Footnotes
F5
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 5 footnotes

Footnote F1

The price reported in Column 4 is a weighted average price. These securities were sold in multiple transactions at prices ranging from $13.95 to $14.00 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of securities sold at each separate price within the range set forth in this footnote.

Footnote F2

Securities are held by Battery Ventures IX, L.P. ("BV IX"). BP IX is the general partner of BV IX. The Reporting Person is a managing member of BP IX. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 of for any other purpose.

Footnote F3

Securities are held by Battery Investment Partners IX, LLC ("BIP IX"). BP IX is the managing member of BIP IX. The Reporting Person is a managing member of BP IX and may be deemed to share voting and dispositive power over these securities. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 of for any other purpose.

Footnote F4

Securities are held by Battery Investment Partners Select Fund I, L.P. ("BIP Select I"). The sole general partner of BIP Select I is Battery Partners Select Fund I GP, LLC ("BP Select I GP"). The Reporting Person is a managing member of BP Select I GP and may be deemed to share voting and dispositive power over these securities. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 of for any other purpose.

Footnote F5

Securities are held by Battery Ventures Select Fund I, L.P. ("BV Select I"). The sole general partner of BV Select I is Battery Partners Select Fund I, L.P. ("BP Select I"). The general partner of BP Select I is BP Select I GP. The Reporting Person is a managing member of BP Select I GP and may be deemed to share voting and dispositive power over these securities. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 of for any other purpose.

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