Bradley J. Bolzon PhD - 28 Jun 2021 Form 4 Insider Report for Monte Rosa Therapeutics, Inc. (GLUE)

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
30 Jun 2021, 17:05:14 UTC
Prior SEC filing
23 Jun 2021
Next SEC filing
21 Jul 2021
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Ajim Tamboli, Attorney-in-Fact

Key filing fact

Bradley J. Bolzon PhD filed Form 4 for Monte Rosa Therapeutics, Inc. (GLUE) on 30 Jun 2021.

Key facts

  • This page summarizes Bradley J. Bolzon PhD's Form 4 filing for Monte Rosa Therapeutics, Inc. (GLUE).
  • 7 reported transactions and 4 derivative rows are listed below.
  • Accepted by SEC: 30 Jun 2021, 17:05.

Change

  • Previous filing in this sequence was filed on 23 Jun 2021.
  • Current net transaction value: +$3,000,005.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

GLUE transaction

Common Stock

Conversion of derivative security

Transaction value
Shares
+6,515,869
Change %
+2300%
Price
Shares after
6,799,115
Date
28 Jun 2021
Ownership
By Versant Venture Capital VI, L.P.
Footnotes
F1, F2
GLUE transaction

Common Stock

Conversion of derivative security

Transaction value
Shares
+1,940,043
Change %
Price
Shares after
1,940,043
Date
28 Jun 2021
Ownership
By Versant Vantage I, L.P.
Footnotes
F1, F3
GLUE transaction

Common Stock

Purchase

Transaction value
$3,000,005
Shares
+157,895
Change %
+8.1%
Price
$19.00
Shares after
2,097,938
Date
28 Jun 2021
Ownership
By Versant Vantage I, L.P.
Footnotes
F3

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

GLUE transaction Derivative

Series A convertible preferred stock

Conversion of derivative security

Transaction value
Shares
-20,004,280
Change %
-100%
Price
Shares after
0
Date
28 Jun 2021
Ownership
By Versant Capital VI, L.P.
Underlying class
Common Stock
Underlying amount
5,666,131
Exercise price
Footnotes
F1, F2
GLUE transaction Derivative

Series B convertible preferred stock

Conversion of derivative security

Transaction value
Shares
-3,000,000
Change %
-100%
Price
Shares after
0
Date
28 Jun 2021
Ownership
By Versant Capital VI, L.P.
Underlying class
Common Stock
Underlying amount
849,738
Exercise price
Footnotes
F1, F2
GLUE transaction Derivative

Series B convertible preferred stock

Conversion of derivative security

Transaction value
Shares
-4,150,000
Change %
-100%
Price
Shares after
0
Date
28 Jun 2021
Ownership
By Versant Vantage I, L.P.
Underlying class
Common Stock
Underlying amount
1,175,470
Exercise price
Footnotes
F1, F3
GLUE transaction Derivative

Series C convertible preferred stock

Conversion of derivative security

Transaction value
Shares
-2,699,328
Change %
-100%
Price
Shares after
0
Date
28 Jun 2021
Ownership
By Versant Vantage I, L.P.
Underlying class
Common Stock
Underlying amount
764,573
Exercise price
Footnotes
F1, F3
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 3 footnotes

Footnote F1

Each share of Series A convertible preferred stock, Series B convertible preferred stock and Series C convertible preferred stock (collectively, the "Preferred Stock") was convertible at any time at the holder's election and automatically upon the closing of the Issuer's initial public offering. The Preferred Stock converted into Common Stock on a 3.5305-for-one basis upon the closing of the Issuer's initial public offering without payment or additional consideration. The Preferred Stock had no expiration date.

Footnote F2

Shares held by Versant Venture Capital VI, L.P. ("Versant VI"). Versant Ventures VI GP, L.P. ("Versant Ventures VI GP") is the general partner of Versant VI, and Versant Ventures VI GP-GP, LLC ("Versant Ventures VI GP-GP") is the general partner of Versant Ventures VI GP. The Reporting Person is a managing member of Versant Ventures VI GP-GP and may be deemed to share voting and dispositive power over the shares held by Versant VI. The Reporting Person disclaims beneficial ownership of such securities, except to the extent of his pecuniary interest therein, if any.

Footnote F3

Shares held by Versant Vantage I, L.P. ("Versant Vantage I"). Versant Vantage I GP, L.P. ("Versant Vantage I GP") is the general partner of Versant Vantage I, and Versant Vantage I GP-GP, LLC ("Versant Vantage I GP-GP") is the general partner of Versant Vantage I GP. The Reporting Person is a managing member of Versant Vantage I GP-GP, and may be deemed to share voting and dispositive power over the shares held by Versant Vantage I. The Reporting Person disclaims beneficial ownership of such securities, except to the extent of his pecuniary interest therein, if any.

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