Michael R. Hayden - 18 May 2021 Form 4 Insider Report for Xenon Pharmaceuticals Inc. (XENE)

Source evidence Original filing metadata and source links for verification. 4 source fields
SEC form
4
Accepted by SEC
20 May 2021, 16:13:10 UTC
Next SEC filing
03 Jun 2021
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Cassandra Robinson, Attorney-in-fact

Key filing fact

Michael R. Hayden filed Form 4 for Xenon Pharmaceuticals Inc. (XENE) on 20 May 2021.

Key facts

  • This page summarizes Michael R. Hayden's Form 4 filing for Xenon Pharmaceuticals Inc. (XENE).
  • 2 reported transactions and 1 derivative row are listed below.
  • Accepted by SEC: 20 May 2021, 16:13.

Change

  • No earlier filing in this sequence is available for direct comparison.
  • Current net transaction value: +$13,475.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

XENE transaction

Common Shares

Options Exercise

Transaction value
$13,475
Shares
+3,500
Change %
+3.1%
Price
$3.85
Shares after
116,206
Date
18 May 2021
Ownership
Direct
Footnotes
F1
XENE holding

Common Shares

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
92,076
Date
18 May 2021
Ownership
By Genworks Inc.
Footnotes
F2
XENE holding

Common Shares

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
114,403
Date
18 May 2021
Ownership
By wife

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

XENE transaction Derivative

Stock Option (Right to Buy)

Options Exercise

Transaction value
$0
Shares
-3,500
Change %
-100%
Price
$0.000000*
Shares after
0
Date
18 May 2021
Ownership
Direct
Underlying class
Common Shares
Underlying amount
3,500
Exercise price
$3.85
Footnotes
F3
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 3 footnotes

Footnote F1

No shares were sold by the Reporting Person in connection with the exercise and the common shares issued as a result of the exercise are subject to the terms of a lock-up agreement executed by the Reporting Person in favor of the underwriters of the Company's public offering in March 2021.

Footnote F2

Michael Hayden is the president and principal beneficial shareholder of Genworks Inc.

Footnote F3

One-third of the total shares subject to the Option shall vest on the one year anniversary of the grant date, one-third of the total shares subject to the Option shall vest on the two year anniversary of the grant date, and the balance of the total shares subject to the Option shall vest on the three year anniversary of the grant date. The original grant date of the option is June 1, 2017.

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