Key facts
- This page summarizes William M. Brown's Form 4 filing for L3HARRIS TECHNOLOGIES, INC. /DE/ (LHX).
- 12 reported transactions and 4 derivative rows are listed below.
- Accepted by SEC: 01 Jul 2022, 16:39.
William M. Brown - 29 Jun 2022 Form 4 Insider Report for L3HARRIS TECHNOLOGIES, INC. /DE/ (LHX)
- Reporting relationship
- Executive Chair, Director
- Issuer ticker
- LHX
- Reported as of
- 29 Jun 2022
- Net transaction value
- -$7,772,344
- SEC form
- 4
- Accepted by SEC
- 01 Jul 2022, 16:39:30 UTC
- Prior SEC filing
- 16 May 2022
- Next SEC filing
- 19 Jul 2022
- Source filing
- View source filing
- Reporting owner signature
- By: /s/ Scott T. Mikuen, Attorney-in-Fact For: William M. Brown
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
William M. Brown filed Form 4 for L3HARRIS TECHNOLOGIES, INC. /DE/ (LHX) on 01 Jul 2022.
Change
- Previous filing in this sequence was filed on 16 May 2022.
- Current net transaction value: -$7,772,344.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
LHX
transaction
Common Stock, Par Value $1.00
Options Exercise
- Transaction value
- $0
- Shares
- +48,820
- Change %
- +23%
- Price
- $0.000000
- Shares after
- 257,526
- Date
- 29 Jun 2022
- Ownership
- Direct
- Footnotes
- F1
LHX
transaction
Common Stock, Par Value $1.00
Tax liability
- Transaction value
- $4,568,568
- Shares
- -19,211
- Change %
- -7.5%
- Price
- $237.81
- Shares after
- 238,315
- Date
- 29 Jun 2022
- Ownership
- Direct
- Footnotes
- F2
LHX
transaction
Common Stock, Par Value $1.00
Options Exercise
- Transaction value
- $0
- Shares
- +12,960
- Change %
- +5.4%
- Price
- $0.000000
- Shares after
- 251,275
- Date
- 29 Jun 2022
- Ownership
- Direct
- Footnotes
- F3
LHX
transaction
Common Stock, Par Value $1.00
Tax liability
- Transaction value
- $1,212,831
- Shares
- -5,100
- Change %
- -2%
- Price
- $237.81
- Shares after
- 246,175
- Date
- 29 Jun 2022
- Ownership
- Direct
- Footnotes
- F4
LHX
transaction
Common Stock, Par Value $1.00
Options Exercise
- Transaction value
- $0
- Shares
- +15,118
- Change %
- +6.1%
- Price
- $0.000000
- Shares after
- 261,293
- Date
- 29 Jun 2022
- Ownership
- Direct
- Footnotes
- F5
LHX
transaction
Common Stock, Par Value $1.00
Tax liability
- Transaction value
- $1,414,732
- Shares
- -5,949
- Change %
- -2.3%
- Price
- $237.81
- Shares after
- 255,344
- Date
- 29 Jun 2022
- Ownership
- Direct
- Footnotes
- F4
LHX
transaction
Common Stock, Par Value $1.00
Options Exercise
- Transaction value
- $0
- Shares
- +6,157
- Change %
- +2.4%
- Price
- $0.000000
- Shares after
- 261,501
- Date
- 29 Jun 2022
- Ownership
- Direct
- Footnotes
- F6
LHX
transaction
Common Stock, Par Value $1.00
Tax liability
- Transaction value
- $576,214
- Shares
- -2,423
- Change %
- -0.93%
- Price
- $237.81
- Shares after
- 259,078
- Date
- 29 Jun 2022
- Ownership
- Direct
- Footnotes
- F4, F7
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
LHX
transaction
Derivative
Performance Stock Units
Options Exercise
- Transaction value
- $0
- Shares
- -48,820
- Change %
- -100%
- Price
- $0.000000*
- Shares after
- 0
- Date
- 29 Jun 2022
- Ownership
- Direct
- Underlying class
- Common Stock, Par Value $1.00
- Underlying amount
- 48,820
- Exercise price
- $0.000000
- Footnotes
- F1
LHX
transaction
Derivative
Restricted Stock Units
Options Exercise
- Transaction value
- $0
- Shares
- -12,960
- Change %
- -100%
- Price
- $0.000000*
- Shares after
- 0
- Date
- 29 Jun 2022
- Ownership
- Direct
- Underlying class
- Common Stock, Par Value $1.00
- Underlying amount
- 12,960
- Exercise price
- $0.000000
- Footnotes
- F3
LHX
transaction
Derivative
Restricted Stock Units
Options Exercise
- Transaction value
- $0
- Shares
- -15,118
- Change %
- -100%
- Price
- $0.000000*
- Shares after
- 0
- Date
- 29 Jun 2022
- Ownership
- Direct
- Underlying class
- Common Stock, Par Value $1.00
- Underlying amount
- 15,118
- Exercise price
- $0.000000
- Footnotes
- F5
LHX
transaction
Derivative
Restricted Stock Units
Options Exercise
- Transaction value
- $0
- Shares
- -6,157
- Change %
- -100%
- Price
- $0.000000*
- Shares after
- 0
- Date
- 29 Jun 2022
- Ownership
- Direct
- Underlying class
- Common Stock, Par Value $1.00
- Underlying amount
- 6,157
- Exercise price
- $0.000000
- Footnotes
- F6
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Section 16 status
William M. Brown is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may still apply in specific circumstances.
Explanation of responses 7 footnotes
Footnote F1
Settlement in shares of common stock of performance stock units awarded on 8/1/2019 (previously reported) that vested at the end of the 3-year performance period and the satisfaction of the reporting person's required service period through 6/29/2022. (Each performance stock unit represents a contingent right to 1 share of Issuer's common stock.)
Footnote F2
Shares withheld by Issuer to pay tax liability on vesting of performance stock units previously awarded.
Footnote F3
The restricted stock units were awarded on February 28, 2020 (previously reported). Pursuant to the Employment Agreement Amendment dated October 12, 2018, (the "Employment Agreement") the restricted stock units fully vested upon reporting persons retirement on June 29, 2022. Each restricted stock unit represents a contingent right to 1 share of Issuer's common stock, with vested units settled in shares of Issuer's common stock.
Footnote F4
Shares withheld by Issuer to pay tax liability on vesting of restricted stock units previously awarded.
Footnote F5
The restricted stock units were awarded on February 26, 2021 (previously reported). Pursuant to the Employment Agreement the restricted stock units fully vested upon reporting persons retirement on June 29, 2022. Each restricted stock unit represents a contingent right to 1 share of Issuer's common stock, with vested units settled in shares of Issuer's common stock.
Footnote F6
The restricted stock units were awarded on February 25, 2022 (previously reported). Pursuant to the Employment Agreement the restricted stock units fully vested upon reporting persons retirement on June 29, 2022. Each restricted stock unit represents a contingent right to 1 share of Issuer's common stock, with vested units settled in shares of Issuer's common stock.
Footnote F7
Includes 91.82 shares acquired through Issuer's retirement plan for quarters ended 10/1/2021, 12/31/2021 and 4/1/2022 and an increase of 0.09 to the balance in the plan due to rounding by the plan's record keeper.
SEC remarks
Exhibit List: Exhibit 24 - Power of Attorney