Key facts
- This page summarizes James Ac McDermott's Form 4 filing for Decarbonization Plus Acquisition Corp II.
- 3 reported transactions and 1 derivative row are listed below.
- Accepted by SEC: 14 Jan 2022, 18:06.
James Ac McDermott - 13 Jan 2022 Form 4 Insider Report for Decarbonization Plus Acquisition Corp II
- Reporting relationship
- Director
- Issuer ticker
- N/A
- Reported as of
- 13 Jan 2022
- Net transaction value
- $0
- SEC form
- 4
- Accepted by SEC
- 14 Jan 2022, 18:06:25 UTC
- Prior SEC filing
- 10 Dec 2021
- Next SEC filing
- 18 Jan 2023
- Source filing
- View source filing
- Reporting owner signature
- James AC McDermott, /s/ Peter Haskopoulos, Attorney-in-fact
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
James Ac McDermott filed Form 4 for Decarbonization Plus Acquisition Corp II on 14 Jan 2022.
Change
- Previous filing in this sequence was filed on 10 Dec 2021.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
DCRN
transaction
Class A Common Stock
Conversion of derivative security
- Transaction value
- Shares
- +240,000
- Change %
- Price
- Shares after
- 240,000
- Date
- 13 Jan 2022
- Ownership
- Direct
- Footnotes
- F1
DCRN
transaction
Class A Common Stock
Disposed to Issuer
- Transaction value
- Shares
- -240,000
- Change %
- -100%
- Price
- Shares after
- 0
- Date
- 13 Jan 2022
- Ownership
- Direct
- Footnotes
- F2
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
DCRN
transaction
Derivative
Class B Common Stock
Conversion of derivative security
- Transaction value
- Shares
- -240,000
- Change %
- -100%
- Price
- Shares after
- 0
- Date
- 13 Jan 2022
- Ownership
- Direct
- Underlying class
- Class A Common Stock
- Underlying amount
- 240,000
- Exercise price
- Footnotes
- F1
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Section 16 status
James Ac McDermott is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may still apply in specific circumstances.
Explanation of responses 2 footnotes
Footnote F1
In connection with the closing of the business combination (the "Business Combination") between Decarbonization Plus Acquisition Corporation II ("DCRN"), Hulk Merger Sub, Inc. ("Merger Sub"), Tritium Holdings Pty Ltd ("Tritium") and Tritium DCFC Limited ("NewCo") on January 13, 2022, the Reporting Person's shares of Class B Common Stock of DCRN automatically converted into shares of Class A Common Stock of DCRN on a one-for-one basis pursuant to the amended and restated certificate of incorporation of DCRN. The shares of Class B Common Stock of DCRN were subject to adjustment pursuant to certain anti-dilution rights (which rights were waived in connection with the Business Combination) and had no expiration date.
Footnote F2
Pursuant to the terms of the Business Combination Agreement, by and among DCRN, Tritium, NewCo and Merger Sub, dated as of May 25, 2021 as amended on July 27, 2021 by the First Amendment to the Business Combination Agreement, 240,000 shares of Class A Common Stock of DCRN were disposed of in exchange for an equal number of ordinary shares of NewCo.