Key facts
- This page summarizes Donald J. Rosenberg's Form 4 filing for QUALCOMM INC/DE (QCOM).
- 10 reported transactions and 3 derivative rows are listed below.
- Accepted by SEC: 05 Oct 2021, 16:29.
Donald J. Rosenberg - 01 Oct 2021 Form 4 Insider Report for QUALCOMM INC/DE (QCOM)
- Reporting relationship
- General Counsel
- Issuer ticker
- QCOM
- Reported as of
- 01 Oct 2021
- Net transaction value
- -$2,877,873
- SEC form
- 4
- Accepted by SEC
- 05 Oct 2021, 16:29:35 UTC
- Prior SEC filing
- 20 May 2021
- Next SEC filing
- 13 May 2022
- Source filing
- View source filing
- Reporting owner signature
- By: David Zuckerman, Attorney-in-Fact For: Donald J. Rosenberg
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Donald J. Rosenberg filed Form 4 for QUALCOMM INC/DE (QCOM) on 05 Oct 2021.
Change
- Previous filing in this sequence was filed on 20 May 2021.
- Current net transaction value: -$2,877,873.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
QCOM
transaction
Common Stock
Options Exercise
- Transaction value
- $0
- Shares
- +10,084
- Change %
- +5280%
- Price
- $0.000000
- Shares after
- 10,275
- Date
- 01 Oct 2021
- Ownership
- Direct
- Footnotes
- F1
QCOM
transaction
Common Stock
Options Exercise
- Transaction value
- $0
- Shares
- +9,474
- Change %
- +92%
- Price
- $0.000000
- Shares after
- 19,749
- Date
- 01 Oct 2021
- Ownership
- Direct
QCOM
transaction
Common Stock
Options Exercise
- Transaction value
- $0
- Shares
- +5,532
- Change %
- +28%
- Price
- $0.000000
- Shares after
- 25,281
- Date
- 01 Oct 2021
- Ownership
- Direct
QCOM
transaction
Common Stock
Tax liability
- Transaction value
- $466,702
- Shares
- -3,626
- Change %
- -14%
- Price
- $128.71
- Shares after
- 21,655
- Date
- 01 Oct 2021
- Ownership
- Direct
QCOM
transaction
Common Stock
Tax liability
- Transaction value
- $575,977
- Shares
- -4,475
- Change %
- -21%
- Price
- $128.71
- Shares after
- 17,180
- Date
- 01 Oct 2021
- Ownership
- Direct
QCOM
transaction
Common Stock
Tax liability
- Transaction value
- $386,516
- Shares
- -3,003
- Change %
- -17%
- Price
- $128.71
- Shares after
- 14,177
- Date
- 01 Oct 2021
- Ownership
- Direct
QCOM
transaction
Common Stock
Sale
- Transaction value
- $1,448,677
- Shares
- -11,457
- Change %
- -81%
- Price
- $126.44
- Shares after
- 2,720
- Date
- 04 Oct 2021
- Ownership
- Direct
- Footnotes
- F2, F3
QCOM
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 12,946
- Date
- 01 Oct 2021
- Ownership
- by Trust
- Footnotes
- F4
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
QCOM
transaction
Derivative
Restricted Stock Unit
Options Exercise
- Transaction value
- $0
- Shares
- -10,085
- Change %
- -100%
- Price
- $0.000000*
- Shares after
- 0
- Date
- 01 Oct 2021
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 10,085
- Exercise price
- Footnotes
- F5, F6
QCOM
transaction
Derivative
Restricted Stock Unit
Options Exercise
- Transaction value
- $0
- Shares
- -9,475
- Change %
- -50%
- Price
- $0.000000
- Shares after
- 9,475
- Date
- 01 Oct 2021
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 9,475
- Exercise price
- Footnotes
- F5, F7
QCOM
transaction
Derivative
Restricted Stock Unit
Options Exercise
- Transaction value
- $0
- Shares
- -5,532
- Change %
- -33%
- Price
- $0.000000
- Shares after
- 11,067
- Date
- 01 Oct 2021
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 5,532
- Exercise price
- Footnotes
- F5, F8
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 8 footnotes
Footnote F1
Includes 114 and 77 shares acquired under the Company's Employee Stock Purchase Plan on January 31, 2021 and July 31, 2021, respectively.
Footnote F2
The transaction was conducted under a Rule 10b5-1 trading plan.
Footnote F3
The sale prices for this transaction ranged from $126.0267 to $126.6100. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.
Footnote F4
Securities held by Donald J. Rosenberg and Stacy K. Rosenberg, Trustees of the Rosenberg Family Trust dated October 18, 2011.
Footnote F5
Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting.
Footnote F6
The Restricted Stock Units (and allocable dividend equivalents) vested in equal one-third amounts on October 1, 2019, 2020 and 2021.
Footnote F7
These Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on October 1, 2020, 2021 and 2022.
Footnote F8
These Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on October 1, 2021, 2022 and 2023.