Key facts
- This page summarizes David S. Goone's Form 4 filing for Intercontinental Exchange, Inc. (ICE).
- 3 reported transactions and 1 derivative row are listed below.
- Accepted by SEC: 08 Mar 2022, 15:32.
David S. Goone - 04 Mar 2022 Form 4 Insider Report for Intercontinental Exchange, Inc. (ICE)
- Reporting relationship
- Chief Strategic Officer
- Issuer ticker
- ICE
- Reported as of
- 04 Mar 2022
- Net transaction value
- -$3,416,695
- SEC form
- 4
- Accepted by SEC
- 08 Mar 2022, 15:32:16 UTC
- Prior SEC filing
- 25 Feb 2022
- Source filing
- View source filing
- Reporting owner signature
- /s/ Octavia N. Spencer, Attorney-in-fact
Source evidence
Original filing metadata and source links for verification.
4 source fields
Reporting owner
1 detail
Key filing fact
David S. Goone filed Form 4 for Intercontinental Exchange, Inc. (ICE) on 08 Mar 2022.
Change
- Previous filing in this sequence was filed on 25 Feb 2022.
- Current net transaction value: -$3,416,695.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
ICE
transaction
Common Stock
Options Exercise
- Transaction value
- $1,520,946
- Shares
- +36,570
- Change %
- +19%
- Price
- $41.59
- Shares after
- 224,150
- Date
- 04 Mar 2022
- Ownership
- Direct
- Footnotes
- F1
ICE
transaction
Common Stock
Sale
- Transaction value
- $4,937,641
- Shares
- -36,570
- Change %
- -16%
- Price
- $135.02
- Shares after
- 187,580
- Date
- 04 Mar 2022
- Ownership
- Direct
- Footnotes
- F1, F2, F3
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
ICE
transaction
Derivative
Employee Stock Option (right to buy) Holding
Options Exercise
- Transaction value
- $0
- Shares
- -36,570
- Change %
- -100%
- Price
- $0.000000*
- Shares after
- 0
- Date
- 04 Mar 2022
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 36,570
- Exercise price
- $41.59
- Footnotes
- F4
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 4 footnotes
Footnote F1
The transactions reported in this Form 4 were effected pursuant to a pre-arranged trading plan established in accordance with Rule 10b5-1 of the Securities Act of 1934, as amended.
Footnote F2
The price range for the aggregate amount sold by the direct holder is $135.00 - $135.15. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price.
Footnote F3
The common stock number referred in Table I is an aggregate number and represents 172,272 shares of common stock and 15,308 unvested performance based restricted stock units, for which the performance period has been satisfied. These performance based restricted stock units vest over a three year period, in which 33.33% of the units vest each year. The satisfaction of the 2022 performance based restricted units tied to earnings before interest, taxes, depreciation, and amortization ("EBITDA") and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2023 and will be reported at the time of vesting. The satisfaction of the 2020, 2021 and 2022 total shareholder return performance based restricted stock units and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2023, February 2024 and February 2025, respectively, and will be reported at the time of vesting.
Footnote F4
These options are fully vested.