Key facts
- This page summarizes HealthCor Management, L.P.'s Form 4 filing for CareView Communications Inc (CRVW).
- 4 reported transactions and 4 derivative rows are listed below.
- Accepted by SEC: 01 Jul 2021, 16:06.
HealthCor Management, L.P. - 30 Jun 2021 Form 4 Insider Report for CareView Communications Inc (CRVW)
- Reporting relationship
- Director, 10%+ Owner
- Issuer ticker
- CRVW
- Reported as of
- 30 Jun 2021
- Net transaction value
- +$293,227
- SEC form
- 4
- Accepted by SEC
- 01 Jul 2021, 16:06:23 UTC
- Next SEC filing
- 04 Oct 2021
- Source filing
- View source filing
- Reporting owner signature
- HealthCor Management, L.P., By: HealthCor Associates, LLC, its general partner, By: /s/ Anabelle P. Gray, General Counsel
Source evidence
Original filing metadata and source links for verification.
4 source fields
Reporting owner
1 detail
Key filing fact
HealthCor Management, L.P. filed Form 4 for CareView Communications Inc (CRVW) on 01 Jul 2021.
Change
- No earlier filing in this sequence is available for direct comparison.
- Current net transaction value: +$293,227.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
CRVW.OB
transaction
Derivative
Senior Secured Convertible Note due 2024 (PIK Interest)
Award
- Transaction value
- $133,991
- Shares
- Change %
- Price
- Shares after
- $5,493,641
- Date
- 30 Jun 2021
- Ownership
- By HCP Fund
- Underlying class
- Common Stock
- Underlying amount
- 334,978
- Exercise price
- $0.4000
- Footnotes
- F1, F2, F3
CRVW.OB
transaction
Derivative
Senior Secured Convertible Note due 2024 (PIK Interest)
Award
- Transaction value
- $153,667
- Shares
- Change %
- Price
- Shares after
- $6,300,350
- Date
- 30 Jun 2021
- Ownership
- By Hybrid Fund
- Underlying class
- Common Stock
- Underlying amount
- 384,168
- Exercise price
- $0.4000
- Footnotes
- F1, F2, F4
CRVW.OB
transaction
Derivative
Senior Secured Convertible Note due 2029 (PIK Interest)
Award
- Transaction value
- $1,969
- Shares
- Change %
- Price
- Shares after
- $64,965
- Date
- 30 Jun 2021
- Ownership
- By Jeffrey Lightcap
- Underlying class
- Common Stock
- Underlying amount
- 65,622
- Exercise price
- $0.0300
- Footnotes
- F1, F2
CRVW.OB
transaction
Derivative
Senior Secured Convertible Note due 2030 (PIK Interest)
Award
- Transaction value
- $3,600
- Shares
- Change %
- Price
- Shares after
- $118,794
- Date
- 30 Jun 2021
- Ownership
- By Jeffrey Lightcap
- Underlying class
- Common Stock
- Underlying amount
- 359,982
- Exercise price
- $0.0100
- Footnotes
- F1, F2
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 4 footnotes
Footnote F1
On June 30, 2021, the 2014 Notes held by HCP Fund and Hybrid Fund and the 2019 Note and 2020 Note each held by Mr. Lightcap accrued interest which is payable in kind ("PIK Interest") in the form of additional principal. Excludes PIK interest on notes issued to certain reporting persons and other investors on February 17, 2015, February 23, 2018, and July 13, 2018, reporting of which is exempt pursuant to Rule 16a-9.
Footnote F2
Immediately exercisable.
Footnote F3
HealthCor Partners Fund, L.P. ("HCP Fund") is a private investment partnership which is the direct beneficial owner of the securities reported herein. HealthCor Partners L.P. serves as its general partner and HealthCor Partners GP, LLC ("HCPGP") serves as the general partner of HealthCor Partners L.P. HealthCor Partners Management, L.P. serves as the investment manager to HCP Fund and HealthCor Partners Management GP, LLC ("HCPMGP") serves as the general partner to HealthCor Partners Management, L.P. Jeffrey C. Lightcap, Arthur Cohen and Joseph Healey are managing members of HCPMGP and HCPGP. Each person disclaims beneficial ownership of any securities that exceed their pecuniary interest in the securities held by these entities. Mr. Lightcap was appointed a director of the issuer in connection with the initial investment.
Footnote F4
HealthCor Hybrid Offshore Master Fund, L.P. ("Hybrid Fund") is a private investment partnership which is the direct beneficial owner of the securities reported herein. HealthCor Hybrid Offshore GP, LLC ("Offshore GP") serves as its general partner and HealthCor Group, LLC ("Group") serves as the general partner of Offshore GP. HealthCor Management, L.P. serves as the investment manager to Hybrid Fund and HealthCor Associates, LLC ("Associates") serves as the general partner to HealthCor Management, L.P. Arthur Cohen and Joseph Healey are managing members of Associates and Group. Each reporting person disclaims beneficial ownership of any securities that exceed their pecuniary interest in the securities held by these entities.
SEC remarks
HealthCor Management, L.P. is the designated filer on behalf of the reporting persons listed on Exhibit 99.1, attached hereto. Due to the number of reporting persons, this is one of two Form 4s filed relating to the same securities.