Stonepine Capital Management, LLC - 06 May 2021 Form 3 Insider Report for CHIASMA, INC

Source evidence Original filing metadata and source links for verification. 4 source fields
SEC form
3
Accepted by SEC
14 May 2021, 16:31:36 UTC
Next SEC filing
02 Feb 2026
Source filing
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Reporting owner 1 detail
Reporting owner signature
Timothy P. Lynch, Managing Member of Stonepine Capital Management, LLC

Key filing fact

Stonepine Capital Management, LLC filed Form 3 for CHIASMA, INC on 14 May 2021.

Key facts

  • This page summarizes Stonepine Capital Management, LLC's Form 3 filing for CHIASMA, INC.
  • 0 reported transactions and 0 derivative rows are listed below.
  • Accepted by SEC: 14 May 2021, 16:31.

Change

  • No earlier filing in this sequence is available for direct comparison.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Official SEC source

Ownership activity is grounded in SEC Form 3 disclosures.

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Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

CHMA holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
6,770,000
Date
06 May 2021
Ownership
See Note 1
Footnotes
F1
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 1 footnote

Footnote F1

The filers are Stonepine Capital Management, LLC ("Stonepine"), Stonepine Capital, L.P. (the "Partnership"), Jon M. Plexico and Timothy P. Lynch. Stonepine is the general partner and investment adviser of the Partnership. Mr. Plexico and Mr. Lynch are Stonepine's managers and control persons. These securities are held directly by the Partnership for the benefit of its investors and are indirectly beneficially owned by Stonepine, as the general partner and investment adviser of the Partnership, and by Mr. Plexico and Mr. Lynch, as Stonepine's control persons. Stonepine is filing this Form 3 for itself and the other filers. The filers are filing this Form 3 jointly, but not as a group, and each expressly disclaims membership in a group within the meaning of Rule 13d-5(b) under the Securities Exchange Act of 1934, as amended. Each filer disclaims beneficial ownership of these securities except to the extent of that filer's pecuniary interest therein.

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