John Robert Woerner - 11 Feb 2022 Form 4 Insider Report for AMERIPRISE FINANCIAL INC (AMP)

Reporting relationship: Pres Ins & Chief Strat Officer
Issuer ticker: AMP
Reported as of: 11 Feb 2022
Net transaction value: +$30,000
SEC form: 4
Accepted by SEC: 15 Feb 2022, 17:08:24 UTC
Prior SEC filing: 04 Feb 2022
Source filing: View source filing
Reporting owner signature: /s/ Susan M. Beltz for John Robert Woerner

Key filing fact

John Robert Woerner filed Form 4 for AMERIPRISE FINANCIAL INC (AMP) on 15 Feb 2022.

Key facts

This page summarizes John Robert Woerner's Form 4 filing for AMERIPRISE FINANCIAL INC (AMP).
1 reported transaction and 1 derivative row are listed below.
Accepted by SEC: 15 Feb 2022, 17:08.

Change

Previous filing in this sequence was filed on 04 Feb 2022.
Current net transaction value: +$30,000.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

AMP transaction Derivative

Phantom Stock

Award

Transaction value: $30,000
Shares: +99
Change %: +9.8%
Price: $304.00
Shares after: 1,106
Date: 11 Feb 2022
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 99
Exercise price
Footnotes: F1, F2

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 2 footnotes

Footnote F1

Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock.

Footnote F2

Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan.