John Robert Woerner - 02 Feb 2022 Form 4 Insider Report for AMERIPRISE FINANCIAL INC (AMP)

Reporting relationship: Pres Ins & Chief Strat Officer
Issuer ticker: AMP
Reported as of: 02 Feb 2022
Net transaction value: -$2,032,106
SEC form: 4
Accepted by SEC: 04 Feb 2022, 15:24:29 UTC
Prior SEC filing: 03 Feb 2022
Next SEC filing: 15 Feb 2022
Source filing: View source filing
Reporting owner signature: /s/ Susan M. Beltz for John Robert Woerner

Key filing fact

John Robert Woerner filed Form 4 for AMERIPRISE FINANCIAL INC (AMP) on 04 Feb 2022.

Key facts

This page summarizes John Robert Woerner's Form 4 filing for AMERIPRISE FINANCIAL INC (AMP).
2 reported transactions and 0 derivative rows are listed below.
Accepted by SEC: 04 Feb 2022, 15:24.

Change

Previous filing in this sequence was filed on 03 Feb 2022.
Current net transaction value: -$2,032,106.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

AMP transaction

Common Stock

Award

Transaction value: $0
Shares: +14,227
Change %: +54%
Price: $0.000000
Shares after: 40,655
Date: 02 Feb 2022
Ownership: Direct

AMP transaction

Common Stock

Tax liability

Transaction value: $2,032,106
Shares: -6,488
Change %: -16%
Price: $313.21
Shares after: 34,167
Date: 02 Feb 2022
Ownership: Direct

AMP holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 243
Date: 02 Feb 2022
Ownership: By 401(k) Plan
Footnotes: F1

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Section 16 status

John Robert Woerner is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may still apply in specific circumstances.

Explanation of responses 1 footnote

Footnote F1

Estimate of the number of shares held in the reporting person's account in the Ameriprise Financial Stock Fund under the Ameriprise Financial 401(k) plan as of February 2, 2022. This plan uses unit accounting and the number of shares that a participant is deemed to hold varies with the price of Ameriprise stock.