David L. Herzog - 03 Apr 2023 Form 4 Insider Report for AMBAC FINANCIAL GROUP INC (AMBC)

Reporting relationship: Director
Issuer ticker: AMBC
Reported as of: 03 Apr 2023
Net transaction value: $0
SEC form: 4
Accepted by SEC: 04 Apr 2023, 17:00:51 UTC
Prior SEC filing: 16 Mar 2023
Next SEC filing: 16 Jun 2023
Source filing: View source filing
Reporting owner signature: William J. White, attorney-in-fact

Key filing fact

David L. Herzog filed Form 4 for AMBAC FINANCIAL GROUP INC (AMBC) on 04 Apr 2023.

Key facts

This page summarizes David L. Herzog's Form 4 filing for AMBAC FINANCIAL GROUP INC (AMBC).
1 reported transaction and 1 derivative row are listed below.
Accepted by SEC: 04 Apr 2023, 17:00.

Change

Previous filing in this sequence was filed on 16 Mar 2023.
Current net transaction value: $0.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

AMBC transaction Derivative

Restricted Stock Units

Award

Transaction value: $0
Shares: +3,277
Change %: +3.7%
Price: $0.000000
Shares after: 93,057
Date: 03 Apr 2023
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 3,277
Exercise price
Footnotes: F1, F2

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 2 footnotes

Footnote F1

Each restricted stock unit ("RSU") represents a contingent right to receive one share of the common stock of Ambac Financial Group, Inc. (the "Company").

Footnote F2

RSU's granted on April 3, 2023 shall vest one year later on April 3, 2024. RSUs that have become vested shall settle and convert into shares of common stock upon the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of the Company.