Key facts
- This page summarizes Lisa Gersh's Form 4 filing for ESTABLISHMENT LABS HOLDINGS INC. (ESTA).
- 6 reported transactions and 2 derivative rows are listed below.
- Accepted by SEC: 09 Aug 2021, 16:13.
Lisa Gersh - 05 Aug 2021 Form 4 Insider Report for ESTABLISHMENT LABS HOLDINGS INC. (ESTA)
- Reporting relationship
- Director
- Issuer ticker
- ESTA
- Reported as of
- 05 Aug 2021
- Net transaction value
- -$904,251
- SEC form
- 4
- Accepted by SEC
- 09 Aug 2021, 16:13:38 UTC
- Prior SEC filing
- 02 Jul 2021
- Next SEC filing
- 24 Sep 2021
- Source filing
- View source filing
- Reporting owner signature
- /s/ Juan Jose Chacon Quiros, by power of attorney
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Lisa Gersh filed Form 4 for ESTABLISHMENT LABS HOLDINGS INC. (ESTA) on 09 Aug 2021.
Change
- Previous filing in this sequence was filed on 02 Jul 2021.
- Current net transaction value: -$904,251.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
ESTA
transaction
Common Shares
Options Exercise
- Transaction value
- $181,400
- Shares
- +10,000
- Change %
- Price
- $18.14
- Shares after
- 10,000
- Date
- 05 Aug 2021
- Ownership
- Direct
ESTA
transaction
Common Shares
Options Exercise
- Transaction value
- $184,400
- Shares
- +8,000
- Change %
- +80%
- Price
- $23.05
- Shares after
- 18,000
- Date
- 05 Aug 2021
- Ownership
- Direct
ESTA
transaction
Common Shares
Sale
- Transaction value
- $896,450
- Shares
- -12,758
- Change %
- -71%
- Price
- $70.27
- Shares after
- 5,242
- Date
- 05 Aug 2021
- Ownership
- Direct
- Footnotes
- F1
ESTA
transaction
Common Shares
Sale
- Transaction value
- $373,601
- Shares
- -5,242
- Change %
- -100%
- Price
- $71.27
- Shares after
- 0
- Date
- 05 Aug 2021
- Ownership
- Direct
- Footnotes
- F2
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
ESTA
transaction
Derivative
Stock Option (Right to buy)
Options Exercise
- Transaction value
- $0
- Shares
- -10,000
- Change %
- -31%
- Price
- $0.000000
- Shares after
- 22,000
- Date
- 05 Aug 2021
- Ownership
- Direct
- Underlying class
- Common Shares
- Underlying amount
- 10,000
- Exercise price
- $18.14
- Footnotes
- F3
ESTA
transaction
Derivative
Stock Option (Right to buy)
Options Exercise
- Transaction value
- $0
- Shares
- -8,000
- Change %
- -36%
- Price
- $0.000000
- Shares after
- 14,000
- Date
- 05 Aug 2021
- Ownership
- Direct
- Underlying class
- Common Shares
- Underlying amount
- 8,000
- Exercise price
- $23.05
- Footnotes
- F4
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 4 footnotes
Footnote F1
This transaction was executed in multiple trades at prices ranging from $70.0101 to $70.9900 per share. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Footnote F2
This transaction was executed in multiple trades at prices ranging from $71.0000 to $71.7850 per share. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Footnote F3
The shares subject to the option vested in full on the earlier of May 26, 2021 or the day prior to the date of the Issuer's next annual meeting of stockholders, subject to the Reporting Person continuing as a service provider through such date.
Footnote F4
One-third of the shares subject to the option shall vested on June 3, 2020 and each one-year anniversary thereafter, subject to the Reporting Person continuing as a service provider through each such date.