John E. Lynch - 31 May 2022 Form 4 Insider Report for India Globalization Capital, Inc. (IGC)

Source evidence Original filing metadata and source links for verification. 4 source fields
SEC form
4
Accepted by SEC
28 Jun 2022, 20:24:35 UTC
Prior SEC filing
04 Jun 2021
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ John E. Lynch

Key filing fact

John E. Lynch filed Form 4 for India Globalization Capital, Inc. (IGC) on 28 Jun 2022.

Key facts

  • This page summarizes John E. Lynch's Form 4 filing for India Globalization Capital, Inc. (IGC).
  • 5 reported transactions and 3 derivative rows are listed below.
  • Accepted by SEC: 28 Jun 2022, 20:24.

Change

  • Previous filing in this sequence was filed on 04 Jun 2021.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

IGC transaction

COMMON STOCK

Options Exercise

Transaction value
$0
Shares
+28,125
Change %
+29%
Price
$0.000000
Shares after
125,026
Date
31 May 2022
Ownership
Direct
Footnotes
F1
IGC transaction

COMMON STOCK

Options Exercise

Transaction value
$0
Shares
+9,375
Change %
+7.5%
Price
$0.000000
Shares after
134,401
Date
01 Jun 2022
Ownership
Direct
Footnotes
F1

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

IGC transaction Derivative

Restricted Stock Units

Award

Transaction value
$0
Shares
+150,000
Change %
+100%
Price
$0.000000
Shares after
300,000
Date
20 Dec 2021
Ownership
Direct
Underlying class
Common Stock
Underlying amount
150,000
Exercise price
$0.000000
Footnotes
F1
IGC transaction Derivative

Restricted Stock Units

Options Exercise

Transaction value
$0
Shares
-28,125
Change %
-9.4%
Price
$0.000000
Shares after
271,875
Date
31 May 2022
Ownership
Direct
Underlying class
Common Stock
Underlying amount
28,125
Exercise price
$0.000000
Footnotes
F1
IGC transaction Derivative

Restricted Stock Units

Options Exercise

Transaction value
$0
Shares
-9,375
Change %
-3.4%
Price
$0.000000
Shares after
262,500
Date
01 Jun 2022
Ownership
Direct
Underlying class
Common Stock
Underlying amount
9,375
Exercise price
$0.000000
Footnotes
F1
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 1 footnote

Footnote F1

On December 20, 2021, the Reporting Person was granted RSUs subject to vesting according to specific milestones set by the Company's Board of Directors. The RSUs vest when milestones are achieved. On May 31 and June 1, 2022, two of the milestones related to our IGC-AD1 clinical trials were reached.

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