NEA Partners 15, L.P. - 19 Oct 2022 Form 4 Insider Report for AVEO PHARMACEUTICALS, INC.

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
21 Oct 2022, 16:44:11 UTC
Prior SEC filing
10 Jun 2021
Next SEC filing
18 Nov 2022
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Louis Citron, attorney-in-fact

Key filing fact

NEA Partners 15, L.P. filed Form 4 for AVEO PHARMACEUTICALS, INC. on 21 Oct 2022.

Key facts

  • This page summarizes NEA Partners 15, L.P.'s Form 4 filing for AVEO PHARMACEUTICALS, INC..
  • 5 reported transactions and 0 derivative rows are listed below.
  • Accepted by SEC: 21 Oct 2022, 16:44.

Change

  • Previous filing in this sequence was filed on 10 Jun 2021.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

AVEO transaction

Common Stock

Other

Transaction value
$0
Shares
-3,952,957
Change %
-100%
Price
$0.000000*
Shares after
0
Date
19 Oct 2022
Ownership
See Note 2
Footnotes
F1, F2
AVEO transaction

Common Stock

Other

Transaction value
$0
Shares
+3,952,957
Change %
Price
$0.000000
Shares after
3,952,957
Date
19 Oct 2022
Ownership
See Note 4
Footnotes
F3, F4
AVEO transaction

Common Stock

Other

Transaction value
$0
Shares
-3,952,957
Change %
-100%
Price
$0.000000*
Shares after
0
Date
19 Oct 2022
Ownership
See Note 4
Footnotes
F4, F5
AVEO transaction

Common Stock

Other

Transaction value
$0
Shares
+59,294
Change %
Price
$0.000000
Shares after
59,294
Date
19 Oct 2022
Ownership
Direct
Footnotes
F6, F7
AVEO transaction

Common Stock

Other

Transaction value
$0
Shares
-59,294
Change %
-100%
Price
$0.000000*
Shares after
0
Date
19 Oct 2022
Ownership
Direct
Footnotes
F7, F8
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Section 16 status

NEA Partners 15, L.P. is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may still apply in specific circumstances.

Explanation of responses 8 footnotes

Footnote F1

Growth Equity Opportunities Fund IV, LLC ("GEO IV") made a distribution of 3,952,957 shares of Common Stock of the Issuer to its sole member for no consideration on October 19, 2022.

Footnote F2

The securities are directly held by GEO IV, and indirectly held by New Enterprise Associates 15, L.P. ("NEA 15"), the sole member of GEO IV, NEA Partners 15, L.P. ("NEA Partners 15"), the sole general partner of NEA 15, NEA 15 GP, LLC ("NEA 15 GP"), the sole general partner of NEA Partners 15, and the individual managers of NEA 15 GP (NEA 15, NEA Partners 15, NEA 15 GP and the individual managers of NEA 15 GP (collectively, the "NEA 15 Managers"), together, the "GEO IV Indirect Reporting Persons"). The NEA 15 Managers are Forest Baskett, Anthony A. Florence, Jr., Mohamad Makhzoumi, Scott D. Sandell and Peter W. Sonsini. The GEO IV Indirect Reporting Persons disclaim beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the securities in which the GEO IV Indirect Reporting Persons have no pecuniary interest.

Footnote F3

NEA 15 received 3,952,957 shares of Common Stock of the Issuer in the distribution made by GEO IV on October 19, 2022.

Footnote F4

The securities are directly held by NEA 15 and are indirectly held by NEA Partners 15, the sole general partner of NEA 15, NEA 15 GP, the sole general partner of NEA Partners 15, and the NEA 15 Managers (NEA Partners 15, NEA 15 GP and the NEA 15 Managers, together, the "NEA 15 Indirect Reporting Persons"). The NEA 15 Indirect Reporting Persons disclaim beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the securities held by NEA 15 in which the NEA 15 Indirect Reporting Persons have no pecuniary interest.

Footnote F5

NEA 15 made a pro rata distribution of 3,952,957 shares of Common Stock of the Issuer for no consideration to its general partner and limited partners on October 19, 2022.

Footnote F6

NEA Partners 15 received 59,294 shares of Common Stock of the Issuer in the distribution made by NEA 15 on October 19, 2022.

Footnote F7

The securities are directly held by NEA Partners 15 and indirectly held by NEA 15 GP, the sole general partner of NEA Partners 15, and the NEA 15 Managers (NEA 15 GP and the NEA 15 Managers together, the "NEA Partners 15 Indirect Reporting Persons"). The NEA Partners 15 Indirect Reporting Persons disclaim beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the securities held by NEA Partners 15 in which the NEA Partners 15 Indirect Reporting Persons have no pecuniary interest.

Footnote F8

NEA Partners 15 made a pro rata distribution for no consideration of an aggregate of 59,294 shares of Common Stock of the Issuer to its limited partners on October 19, 2022.

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