Key facts
- This page summarizes James L. Tyree's Form 4 filing for Assertio Holdings, Inc. (ASRT).
- 2 reported transactions and 1 derivative row are listed below.
- Accepted by SEC: 12 May 2023, 18:34.
James L. Tyree - 10 May 2023 Form 4 Insider Report for Assertio Holdings, Inc. (ASRT)
- Reporting relationship
- Director
- Issuer ticker
- ASRT
- Reported as of
- 10 May 2023
- Net transaction value
- $0
- SEC form
- 4
- Accepted by SEC
- 12 May 2023, 18:34:38 UTC
- Prior SEC filing
- 05 May 2023
- Next SEC filing
- 13 Sep 2023
- Source filing
- View source filing
- Reporting owner signature
- /s/ Sam Schlessinger attorney in fact for James L. Tyree
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
James L. Tyree filed Form 4 for Assertio Holdings, Inc. (ASRT) on 12 May 2023.
Change
- Previous filing in this sequence was filed on 05 May 2023.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
ASRT
transaction
Common Stock
Award
- Transaction value
- $0
- Shares
- +31,194
- Change %
- +19%
- Price
- $0.000000
- Shares after
- 198,502
- Date
- 10 May 2023
- Ownership
- Direct
- Footnotes
- F1
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
ASRT
transaction
Derivative
Stock Option (right to buy)
Award
- Transaction value
- $0
- Shares
- +3,821
- Change %
- Price
- $0.000000
- Shares after
- 3,821
- Date
- 10 May 2023
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 3,821
- Exercise price
- $7.55
- Footnotes
- F2, F3
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 3 footnotes
Footnote F1
Restricted stock units that vest in full on the first anniversary of the grant date and which were granted on the date of the Issuer's 2023 Annual Meeting of Stockholders in accordance with the Issuer's Nonemployee Director Compensation & Grant Policy.
Footnote F2
Stock Options that vest in full on the first anniversary of the grant date and which were granted on the date of the Issuer's 2023 Annual Meeting of Stockholders in accordance with the Issuer's Nonemployee Director Compensation & Grant Policy.
Footnote F3
These derivative securities were granted to the reporting person, and were not sold to the reporting person. As such, the reporting person did not pay any consideration for these derivative securities.