Key facts
- This page summarizes Gores Sponsor IX LLC's Form 4 filing for Gores Holdings IX, Inc..
- 1 reported transaction and 1 derivative row are listed below.
- Accepted by SEC: 28 Feb 2022, 15:05.
Gores Sponsor IX LLC - 25 Feb 2022 Form 4 Insider Report for Gores Holdings IX, Inc.
- Reporting relationship
- Director, 10%+ Owner
- Issuer ticker
- N/A
- Reported as of
- 25 Feb 2022
- Net transaction value
- $0
- SEC form
- 4
- Accepted by SEC
- 28 Feb 2022, 15:05:29 UTC
- Prior SEC filing
- 12 Jan 2022
- Source filing
- View source filing
- Reporting owner signature
- GORES SPONSOR IX LLC, By: /s/ Andrew McBride, Attorney-in-Fact
Source evidence
Original filing metadata and source links for verification.
4 source fields
Reporting owner
1 detail
Key filing fact
Gores Sponsor IX LLC filed Form 4 for Gores Holdings IX, Inc. on 28 Feb 2022.
Change
- Previous filing in this sequence was filed on 12 Jan 2022.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
GHIX
transaction
Derivative
Class F Common Stock, par value $0.0001 per share
Disposed to Issuer
- Transaction value
- $0
- Shares
- -1,968,750
- Change %
- -13%
- Price
- $0.000000
- Shares after
- 13,050,000
- Date
- 25 Feb 2022
- Ownership
- Direct
- Underlying class
- Class A Common Stock
- Underlying amount
- 1,968,750
- Exercise price
- Footnotes
- F1, F2, F3, F4, F5
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 5 footnotes
Footnote F1
Pursuant to the Amended and Restated Certificate of Incorporation of Gores Holdings IX, Inc. (the "Issuer"), shares of Class F common stock, par value $0.0001 per share (the "Class F Shares") have no expiration date and (i) are convertible into shares of Class A common stock, par value $0.0001 per share ("Class A Shares"), of the Issuer at any time at the option of the holder on a one-for-one basis and (ii) will automatically convert into Class A Shares at the time of the Issuer's initial business combination on a one-for-one basis, in each case, subject to adjustment as described under the heading "Description of Securities-Founder Shares" in the Issuer's registration statement on Form S-1 (File No. 333-261777). The Class F Shares are held directly by Gores Sponsor VII LLC (the "Sponsor").
Footnote F2
The Sponsor forfeited 1,968,750 Class F Shares to the Issuer for no consideration, which was exempted pursuant to Rule 16b-3(e), in connection with the underwriter's election not to exercise the remaining unused portion of the over-allotment option.
Footnote F3
The managing member of the Sponsor is AEG Holdings, LLC ("AEG"). Alec Gores is the managing member of AEG (and together with the Sponsor and AEG, the "Reporting Persons").
Footnote F4
Because of the relationship among the Reporting Persons, the Reporting Persons may be deemed to beneficially own the securities reported herein to the extent of their respective pecuniary interests. Each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, if any.
Footnote F5
Pursuant to Rule 16a-1(a)(4) under the Exchange Act, this filing shall not be deemed an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any equity securities in excess of their respective pecuniary interests.