Key facts
- This page summarizes James L. Simmons's Form 4 filing for Kraton Corp.
- 3 reported transactions and 1 derivative row are listed below.
- Accepted by SEC: 07 Mar 2022, 15:07.
James L. Simmons - 04 Mar 2022 Form 4 Insider Report for Kraton Corp
- Reporting relationship
- SVP, General Counsel & Sec.
- Issuer ticker
- N/A
- Reported as of
- 04 Mar 2022
- Net transaction value
- $0
- SEC form
- 4
- Accepted by SEC
- 07 Mar 2022, 15:07:02 UTC
- Prior SEC filing
- 01 Mar 2022
- Next SEC filing
- 15 Mar 2022
- Source filing
- View source filing
- Reporting owner signature
- /s/ James L. Simmons
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
James L. Simmons filed Form 4 for Kraton Corp on 07 Mar 2022.
Change
- Previous filing in this sequence was filed on 01 Mar 2022.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
KRA
transaction
Common Stock
Award
- Transaction value
- $0
- Shares
- +16,770
- Change %
- +27%
- Price
- $0.000000
- Shares after
- 78,014
- Date
- 04 Mar 2022
- Ownership
- Direct
- Footnotes
- F1
KRA
transaction
Common Stock
Options Exercise
- Transaction value
- $0
- Shares
- +1,397
- Change %
- +1.8%
- Price
- $0.000000
- Shares after
- 79,411
- Date
- 04 Mar 2022
- Ownership
- Direct
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
KRA
transaction
Derivative
Restricted Stock Units
Options Exercise
- Transaction value
- $0
- Shares
- -1,397
- Change %
- -100%
- Price
- $0.000000*
- Shares after
- 0
- Date
- 04 Mar 2022
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 1,397
- Exercise price
- Footnotes
- F2, F3
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 3 footnotes
Footnote F1
Based upon a weighted 200% achievement level of the performance metrics, the Reporting Person is receiving 16,770 of the targeted 8,385 restricted stock performance units granted on March 4, 2019.
Footnote F2
Each restricted stock unit represents the right to receive one share of Kraton Corporation common stock.
Footnote F3
The 1,397 restricted stock units represent the third annual installment of the award granted on March 4, 2019. The vested shares were delivered to the Reporting Person upon vest.