Boxer Capital, LLC - 22 May 2023 Form 4 Insider Report for Rain Oncology Inc.

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
24 May 2023, 20:05:53 UTC
Prior SEC filing
13 Oct 2022
Next SEC filing
15 Aug 2023
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Aaron I. Davis, Chief Executive Officer, Boxer Capital, LLC

Key filing fact

Boxer Capital, LLC filed Form 4 for Rain Oncology Inc. on 24 May 2023.

Key facts

  • This page summarizes Boxer Capital, LLC's Form 4 filing for Rain Oncology Inc..
  • 1 reported transaction and 0 derivative rows are listed below.
  • Accepted by SEC: 24 May 2023, 20:05.

Change

  • Previous filing in this sequence was filed on 13 Oct 2022.
  • Current net transaction value: -$1,243,750.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

RAIN transaction

Common Stock

Sale

Transaction value
$1,243,750
Shares
-995,000
Change %
-46%
Price
$1.25
Shares after
1,152,212
Date
22 May 2023
Ownership
Direct
Footnotes
F1, F2, F3
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 3 footnotes

Footnote F1

The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.18 to $1.30, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Footnote F2

These securities are owned directly by Boxer Capital, LLC ("Boxer Capital"), which may be deemed to be a member of a "group" for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended, consisting of (i) Boxer Capital, (ii) Boxer Asset Management Inc. ("Boxer Management"), (iii) Aaron I. Davis, (iv) MVA Investors, LLC, and (v) Joe Lewis (collectively, the "Boxer Group"). Each member of the Boxer Group other than Boxer Capital disclaims beneficial ownership of these securities to the extent it or he does not have a pecuniary interest therein

Footnote F3

These securities are owned indirectly by Boxer Management and Joe Lewis, by virtue of their ownership of Boxer Capital.

SEC remarks

Aaron Davis, the CEO of Boxer Capital, LLC, is a director of Rain Oncology Inc.

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