Key facts
- This page summarizes Golden Harbor Ltd.'s Form 4 filing for INSEEGO CORP. (INSG).
- 2 reported transactions and 0 derivative rows are listed below.
- Accepted by SEC: 24 Sep 2021, 17:00.
Golden Harbor Ltd. - 22 Sep 2021 Form 4 Insider Report for INSEEGO CORP. (INSG)
- Reporting relationship
- Director, 10%+ Owner
- Issuer ticker
- INSG
- Reported as of
- 22 Sep 2021
- Net transaction value
- $0
- Reporting owner signature
- Golden Harbor Ltd., /s/ Jason C. Callender, Jason C. Callender, Director & Vice President
Source evidence
Original filing metadata and source links for verification.
3 source fields
Reporting owner
1 detail
Key filing fact
Golden Harbor Ltd. filed Form 4 for INSEEGO CORP. (INSG) on 24 Sep 2021.
Change
- No earlier filing in this sequence is available for direct comparison.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
INSG
transaction
Common Stock
Award
- Transaction value
- $0
- Shares
- +1,067,645
- Change %
- +7.7%
- Price
- $0.000000
- Shares after
- 14,908,149
- Date
- 22 Sep 2021
- Ownership
- Direct
- Footnotes
- F1, F2
INSG
transaction
Series E Cumulative Perpetual Preferred Stock
Disposed to Issuer
- Transaction value
- $0
- Shares
- -7,000
- Change %
- -100%
- Price
- $0.000000*
- Shares after
- 0
- Date
- 22 Sep 2021
- Ownership
- Direct
- Footnotes
- F1, F2
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 2 footnotes
Footnote F1
Pursuant to an Exchange Agreement (the "Exchange Agreement") dated September 3, 2021 between the Issuer and Golden Harbor Ltd. ("Golden Harbor"), on September 22, 2021, Golden Harbor exchanged its 7,000 shares of Issuer's Fixed-Rate Cumulative Perpetual Preferred Stock, Series E, par value $0.001 per share, for 1,067,645 shares of the Issuer's common stock (the "Exchange").
Footnote F2
These securities are owned directly by Golden Harbor, which may be deemed to be a member of a "group" for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended, consisting of Braslyn Ltd., Golden Harbor, Tavistock Financial, LLC and Joseph C. Lewis. Mr. Lewis is the sole indirect beneficial owner of and controls Golden Harbor. Each of Golden Harbor and Mr. Lewis is deemed a director by deputization by virtue of their relationship with James B. Avery, a director of the issuer. The Exchange is exempt from Section 16(b) of the Securities Exchange Act by virtue of the exemptions provided in Rule 16b-3.