Key facts
- This page summarizes William Woodward's Form 4 filing for indie Semiconductor, Inc. (INDI).
- 2 reported transactions and 0 derivative rows are listed below.
- Accepted by SEC: 16 Feb 2022, 19:42.
William Woodward - 14 Feb 2022 Form 4 Insider Report for indie Semiconductor, Inc. (INDI)
- Reporting relationship
- Director
- Issuer ticker
- INDI
- Reported as of
- 14 Feb 2022
- Net transaction value
- +$233,771
- SEC form
- 4
- Accepted by SEC
- 16 Feb 2022, 19:42:04 UTC
- Prior SEC filing
- 20 Aug 2021
- Source filing
- View source filing
- Reporting owner signature
- /s/ William Woodward by Naixi Wu pursuant to power of attorney filed on June 10, 2021
Source evidence
Original filing metadata and source links for verification.
4 source fields
Reporting owner
1 detail
Key filing fact
William Woodward filed Form 4 for indie Semiconductor, Inc. (INDI) on 16 Feb 2022.
Change
- Previous filing in this sequence was filed on 20 Aug 2021.
- Current net transaction value: +$233,771.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
INDI
transaction
Class A Common Stock
Award
- Transaction value
- $233,771
- Shares
- +28,825
- Change %
- +5.6%
- Price
- $8.11
- Shares after
- 543,130
- Date
- 14 Feb 2022
- Ownership
- Direct
- Footnotes
- F1
INDI
transaction
Class A Common Stock
Award
- Transaction value
- $0
- Shares
- +741,483
- Change %
- +5.6%
- Price
- $0.000000
- Shares after
- 13,971,427
- Date
- 14 Feb 2022
- Ownership
- See Footnote 2.
- Footnotes
- F1, F2
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 2 footnotes
Footnote F1
Pursuant to the Merger Transaction Agreement dated December 14, 2020, at the effective time of the merger on June 10, 2021, certain of Issuer's stockholders became entitled to receive their pro rata shares of up to 10,000,000 earn-out shares ("Earn-Out Shares") of Issuer's common stock if the Earn-Out Milestones (as defined per the Merger Agreement) are met. The Earn-Out Milestones represent two independent milestones with different performance criteria, which each entitles the eligible stockholders to their pro rata share of 5,000,000 Earn-Out Shares per Ear-Out Milestone met. Each Earn-Out Milestone is considered met if at anytime following June 10, 2021 and prior to December 31, 2027, the volume weighted average price of Issuer's Class A common stock is greater than or equal to $12.50 or $15.00 for any twenty trading days within any thirty trading day period, respectively.
Footnote F2
The Reporting Person may be deemed to be the beneficial owner of these shares, which are owned by Anthem/MIC Strategic Partners LP ("ASP"). The Reporting Person is the managing member of Anthem Strategic Capital LLC, which is the general partner of ASP. The Reporting Person disclaims any beneficial interest in these shares except to the extent of his pecuniary interest therein.