Guy Eisenhuth - 02 Dec 2022 Form 4 Insider Report for WINTRUST FINANCIAL CORP (WTFC)

Reporting relationship: EXECUTIVE VICE PRESIDENT
Issuer ticker: WTFC
Reported as of: 02 Dec 2022
Net transaction value: -$20,077
SEC form: 4
Accepted by SEC: 09 Mar 2023, 16:52:34 UTC
Prior SEC filing: 31 Jan 2022
Next SEC filing: 30 Jan 2023
Source filing: View source filing
Reporting owner signature: /s/Kathleen M. Boege, Attorney-in-fact

Key filing fact

Guy Eisenhuth filed Form 4 for WINTRUST FINANCIAL CORP (WTFC) on 09 Mar 2023.

Key facts

This page summarizes Guy Eisenhuth's Form 4 filing for WINTRUST FINANCIAL CORP (WTFC).
3 reported transactions and 1 derivative row are listed below.
Accepted by SEC: 09 Mar 2023, 16:52.

Change

Previous filing in this sequence was filed on 31 Jan 2022.
Current net transaction value: -$20,077.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

WTFC transaction

Common Stock

Options Exercise

Transaction value: $57,177
Shares: +1,399
Change %: +7.8%
Price: $40.87
Shares after: 19,395
Date: 02 Dec 2022
Ownership: Direct
Footnotes: F1

WTFC transaction

Common Stock

Tax liability

Transaction value: $77,254
Shares: -860
Change %: -4.4%
Price: $89.83
Shares after: 18,535
Date: 02 Dec 2022
Ownership: Direct
Footnotes: F1

WTFC holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 27
Date: 02 Dec 2022
Ownership: by 401(k) plan

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

WTFC transaction Derivative

Non-Qualified Stock Option (right to buy)

Options Exercise

Transaction value: $0
Shares: -1,399
Change %: -100%
Price: $0.000000^*
Shares after: 0
Date: 02 Dec 2022
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 1,399
Exercise price: $40.87

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 1 footnote

Footnote F1

The acquisition and disposition of shares represent a portion of non-qualified stock option (right to buy) units originally granted in January 2016. The option exercise and the disposition of the shares acquired in connection with such exercise were inadvertently omitted from prior reports.