RA CAPITAL MANAGEMENT, L.P. - 26 May 2022 Form 4 Insider Report for Kala Pharmaceuticals, Inc. (KALA)

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
26 May 2022, 17:09:58 UTC
Prior SEC filing
25 May 2022
Next SEC filing
03 Jun 2022
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Peter Kolchinsky, Manager of RA Capital Management, L.P.

Key filing fact

RA CAPITAL MANAGEMENT, L.P. filed Form 4 for Kala Pharmaceuticals, Inc. (KALA) on 26 May 2022.

Key facts

  • This page summarizes RA CAPITAL MANAGEMENT, L.P.'s Form 4 filing for Kala Pharmaceuticals, Inc. (KALA).
  • 1 reported transaction and 0 derivative rows are listed below.
  • Accepted by SEC: 26 May 2022, 17:09.

Change

  • Previous filing in this sequence was filed on 25 May 2022.
  • Current net transaction value: -$365,667.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

KALA transaction

Common Stock

Sale

Transaction value
$365,667
Shares
-1,005,686
Change %
-13%
Price
$0.3636
Shares after
7,039,613
Date
26 May 2022
Ownership
See Footnotes
Footnotes
F1, F2, F3
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Section 16 status

RA CAPITAL MANAGEMENT, L.P. is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may still apply in specific circumstances.

Explanation of responses 3 footnotes

Footnote F1

This transaction was executed in multiple trades at prices ranging from $0.35 to $0.3875; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which these transactions, and all other transactions reported in this Form 4, were effected upon request to the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

Footnote F2

These securities include 7,039,613 shares held directly by RA Capital Healthcare Fund, L.P. (the "Fund").

Footnote F3

RA Capital Management, L.P. (the "Adviser") is the investment manager for the Fund. The general partner of the Adviser is RA Capital Management GP, LLC (the "Adviser GP"), of which Dr. Peter Kolchinsky and Mr. Rajeev Shah are the managing members. The Adviser, the Adviser GP, Dr. Kolchinsky and Mr. Shah disclaim beneficial ownership of any of the reported securities, except to the extent of their pecuniary interest therein.

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