Brittany Bagley - 15 Aug 2022 Form 4 Insider Report for Sonos Inc (SONO)

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
17 Aug 2022, 16:23:54 UTC
Prior SEC filing
20 May 2022
Next SEC filing
28 Sep 2022
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Robert Capilupi by power of attorney

Key filing fact

Brittany Bagley filed Form 4 for Sonos Inc (SONO) on 17 Aug 2022.

Key facts

  • This page summarizes Brittany Bagley's Form 4 filing for Sonos Inc (SONO).
  • 3 reported transactions and 1 derivative row are listed below.
  • Accepted by SEC: 17 Aug 2022, 16:23.

Change

  • Previous filing in this sequence was filed on 20 May 2022.
  • Current net transaction value: -$308,664.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

SONO transaction

Common Stock

Options Exercise

Transaction value
Shares
+36,383
Change %
+21%
Price
Shares after
211,724
Date
15 Aug 2022
Ownership
Direct
Footnotes
F1, F2
SONO transaction

Common Stock

Tax liability

Transaction value
$308,664
Shares
-18,040
Change %
-8.5%
Price
$17.11
Shares after
193,684
Date
15 Aug 2022
Ownership
Direct
Footnotes
F3

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

SONO transaction Derivative

Restricted Stock Units

Options Exercise

Transaction value
$0
Shares
-36,383
Change %
-21%
Price
$0.000000
Shares after
133,035
Date
15 Aug 2022
Ownership
Direct
Underlying class
Common Stock
Underlying amount
36,383
Exercise price
Footnotes
F1, F2, F4
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 4 footnotes

Footnote F1

Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person.

Footnote F2

Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration.

Footnote F3

Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were withheld by the Issuer in accordance with the agreement governing the RSUs to satisfy federal and state tax withholding obligations of the Reporting Person resulting from the vesting and settlement of RSUs.

Footnote F4

1/16 of the shares subject to the RSUs vest in equal installments on each quarterly anniversary date following the applicable vesting commencement date, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration.

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