Key facts
- This page summarizes James J. McEntee III's Form 4 filing for Perella Weinberg Partners (PWP).
- 4 reported transactions and 3 derivative rows are listed below.
- Accepted by SEC: 28 Jun 2021, 21:48.
James J. McEntee III - 24 Jun 2021 Form 4 Insider Report for Perella Weinberg Partners (PWP)
- Reporting relationship
- President and Secretary
- Issuer ticker
- PWP
- Reported as of
- 24 Jun 2021
- Net transaction value
- -$129
- SEC form
- 4
- Accepted by SEC
- 28 Jun 2021, 21:48:48 UTC
- Prior SEC filing
- 23 Jun 2021
- Next SEC filing
- 30 Jun 2021
- Source filing
- View source filing
- Reporting owner signature
- /s/ Amanda Abrams, Attorney-in-Fact
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
James J. McEntee III filed Form 4 for Perella Weinberg Partners (PWP) on 28 Jun 2021.
Change
- Previous filing in this sequence was filed on 23 Jun 2021.
- Current net transaction value: -$129.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
PWP
transaction
Class A Common Stock
Options Exercise
- Transaction value
- $0
- Shares
- +204,562
- Change %
- Price
- $0.000000
- Shares after
- 204,562
- Date
- 24 Jun 2021
- Ownership
- By FinTech Masala Advisors IV, LLC
- Footnotes
- F3, F4
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
PWP
transaction
Derivative
Class B Common Stock
Disposed to Issuer
- Transaction value
- $0
- Shares
- -32,507
- Change %
- -13%
- Price
- $0.000000
- Shares after
- 217,493
- Date
- 24 Jun 2021
- Ownership
- By FinTech Masala Advisors IV, LLC
- Underlying class
- Class A Common Stock
- Underlying amount
- 32,507
- Exercise price
- Footnotes
- F1, F2, F4
PWP
transaction
Derivative
Class B Common Stock
Sale
- Transaction value
- $129
- Shares
- -12,931
- Change %
- -5.9%
- Price
- $0.0100*
- Shares after
- 204,562
- Date
- 24 Jun 2021
- Ownership
- By FinTech Masala Advisors IV, LLC
- Underlying class
- Class A Common Stock
- Underlying amount
- 12,931
- Exercise price
- Footnotes
- F4, F5
PWP
transaction
Derivative
Class B Common Stock
Options Exercise
- Transaction value
- Shares
- -204,562
- Change %
- -100%
- Price
- Shares after
- 0
- Date
- 24 Jun 2021
- Ownership
- By FinTech Masala Advisors IV, LLC
- Underlying class
- Class A Common Stock
- Underlying amount
- 204,562
- Exercise price
- Footnotes
- F3, F4
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Section 16 status
James J. McEntee III is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may still apply in specific circumstances.
Explanation of responses 5 footnotes
Footnote F1
On June 24, 2021 (the "Closing Date"), Perella Weinberg Partners (f/k/a FinTech Acquisition Corp. IV) (the "Issuer") completed the business combination (the "Business Combination") contemplated by that certain Business Combination Agreement, dated as of December 29, 2020, by and among the Issuer, FinTech Investor Holdings IV, LLC ("Holdings"), FinTech Masala Advisors, LLC ("Masala"), PWP Holdings LP ("PWP OpCo"), PWP GP LLC, PWP Professional Partners LP, and Perella Weinberg Partners LLC.
Footnote F2
(Continued from Footnote 1) In connection with the Business Combination, on the Closing Date, upon consummation of the Business Combination, each of the Issuer's outstanding shares of Class B Common Stock automatically converted into one share of Class A Common Stock. However, pursuant to that certain Sponsor Share Surrender And Share Restriction Agreement, dated as of December 29, 2020, by and among the Issuer, Holdings, Masala, and PWP OpCo, as amended, concurrent with the consummation of the Business Combination, these shares of Class B Common Stock were forfeited to the Issuer immediately prior to the Business Combination.
Footnote F3
In connection with the Business Combination, on the Closing Date, each of the Issuer's outstanding shares of Class B Common Stock automatically converted into one share of Class A Common Stock.
Footnote F4
Represents shares held directly by Masala. JMcEntee FinTech IV Partners and Swarthmore Trust of 2016 are members of Masala. The reporting person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for any other purpose.
Footnote F5
Represents shares transferred to other members of Holdings and Masala pursuant to certain side letters by and among certain members of Holdings and Masala.